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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

VICTORIA Gascoigne CROSBY

Advisor at THE INSTITUTE

DENVER, CO | Seattle, WA

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Search this name across graphsid dfx:ria:06a181a8-4dac-a237-ae8c-05d6d1353cd3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 8, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE INSTITUTE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 29, 1992
First registration: Feb 8, 1994
Dual registered: yes, broker-dealer
Other names: VICTORIA A GASCOIGNE|VICTORIA GASCOIGNE CROSBY|VICTORIA ANNE GASCOIGNE|VICTORIA G CROSBY
IAPD individual key: 1544327

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE INSTITUTE	Independent wealth	May 10, 2019	n/a	yes	Seattle, WA\|DENVER, CO	Current employment
INSTITUTE FOR WEALTH ADVISORS, INC.	Former SEC adviser	Jan 26, 2017	Apr 30, 2019	no	Seattle, WA\|DENVER, CO	Previous registration
SOWELL MANAGEMENT	Independent wealth	Oct 7, 2016	Jan 25, 2017	no	Seattle, WA\|NORTH LITTLE ROCK, AR	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	May 16, 2013	Jun 19, 2017	no	SEATTLE, WA\|SAN JOSE, CA	Previous registration
NORTHWEST ASSET MANAGEMENT	Independent wealth	Mar 16, 2012	May 21, 2013	no	MERCER ISLAND, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 5, 2008	Mar 19, 2012	no	SEATTLE, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 12, 2006	Mar 12, 2008	no	SEATTLE, WA	Previous registration
PIPER SANDLER & CO.	Institutional manager	Feb 8, 1994	Aug 12, 2006	no	SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INSTITUTE FOR WEALTH ADVISORS, INC.	THE INSTITUTE	Apr 30, 2019	May 10, 2019	10	Firm change	RIA to RIA
CONCERT WEALTH MANAGEMENT	SOWELL MANAGEMENT	Jun 19, 2017	Oct 7, 2016	-255	Firm change after gap	Other
SOWELL MANAGEMENT	INSTITUTE FOR WEALTH ADVISORS, INC.	Jan 25, 2017	Jan 26, 2017	1	Firm change	Other
NORTHWEST ASSET MANAGEMENT	CONCERT WEALTH MANAGEMENT	May 21, 2013	May 16, 2013	-5	Firm change	Other
WELLS FARGO ADVISORS	NORTHWEST ASSET MANAGEMENT	Mar 19, 2012	Mar 16, 2012	-3	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Mar 12, 2008	Mar 5, 2008	-7	Firm change	Wirehouse to wirehouse
PIPER SANDLER & CO.	UBS FINANCIAL SERVICES INC.	Aug 12, 2006	Aug 12, 2006	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149347:127207:CO:2019-04-26	Apr 30, 2019	May 10, 2019	DENVER, CO	Firm change
141253:127145:CA:2017-06-19	Jun 19, 2017	Oct 7, 2016	SAN JOSE, CA	Firm change after gap
127145:149347:AR:2017-01-25	Jan 25, 2017	Jan 26, 2017	NORTH LITTLE ROCK, AR	Firm change

Relationships

Registered with (8)

→ THE INSTITUTERegistered adviserregistration: current employment
May 10, 2019 to presentfactForm ADV
→ INSTITUTE FOR WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 26, 2017 to Apr 30, 2019factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 16, 2013 to Jun 19, 2017factForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: previous registration
Oct 7, 2016 to Jan 25, 2017factForm ADV
→ NORTHWEST ASSET MANAGEMENTRegistered adviserregistration: previous registration
Mar 16, 2012 to May 21, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 5, 2008 to Mar 19, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 12, 2006 to Mar 12, 2008factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Feb 8, 1994 to Aug 12, 2006factForm ADV

Dated events

No dated event names this entity yet.