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I•••••••• FOR WEALTH MANAGEMENT LLC, CRD 127207
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M•••••• D•••••• M••••••• | n/a | DENVER, CO | 8 | 37 | 4 | no |
| V••••••• G•••••••• C••••• | n/a | DENVER, CO | Seattle, WA | 7 | 34 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| M•••••• P••• H••••• F•••• L• | Hedge Fund | $22.0M | Jul 23, 2026 | 22 | Feb 12, 2018 | reported | 021-327120 |
| M••• L•••••• G•••• E••••• F••• I•• L• | n/a | $5.9M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| I•••••••• F•• W••••• H•••••••• I••• | MANAGING MEMBER | E | yes | 05/2004 | Jul 23, 2026 | Jul 23, 2026 |
| J••••••••• J••••••• F••••• | CHIEF OPERATIONS OFFICER | Na | yes | 01/2010 | Jul 23, 2026 | Jul 23, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Seattle | Wa | United States | 5 | no |
| Collierville | Tn | United States | 3 | no |
| Fresno | CA | United States | 1 | no |
| Sacramento | CA | United States | 1 | yes |
| SAN DIEGO | CA | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 7 | -4 | 53.8% | 1 | 1 | 0 | 9 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.2B | 18.7% | $713M | 24.4% | 18 | 4 | 6 | 8 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A•••••••• C•••••• M••••••••• | 2 | Jun 9, 2026 | Jun 2, 2026 | DENVER, CO | Team lift out | RIA to RIA | 12.5% |
| V••••••••• S•••••••• L•• | 2 | Mar 12, 2020 | Sep 4, 2019 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B••••••••• W••••• A•••••••• L•• | 2 | Jul 19, 2024 | Aug 14, 2024 | HOCKLEY, TX | Team lift out | Other | 0.9% |
| I•••••••• F•• W••••• A•••••••• I••• | 11 | Apr 26, 2019 | Jan 6, 2026 |
| yes |
| D•••• A•••• J•••• | n/a | DENVER, CO | Austin, TX | 7 | 19 | 5 | no |
| J•••• P•••••• D••••••• | n/a | Seattle, WA | DENVER, CO | 7 | 12 | 3 | yes |
| C•••• E•••••••• M•••••• | n/a | DENVER, CO | Seattle, WA | 7 | 10 | 3 | yes |
| D•••••• J• D••••••• | n/a | DENVER, CO | Seattle, WA | 7 | 41 | 5 | no |
| R•••••• C•••• B••• | Chartered Financial Analyst | Seattle, WA | DENVER, CO | 7 | 24 | 4 | no |
| C••••• J•••• D••••••• | n/a | Seattle, WA | DENVER, CO | 6 | 17 | 4 | no |
| N•••••••• J•••••• Y••••• | n/a | Sacramento, CA | DENVER, CO | 1 | 11 | 2 | no |
| A•••••• H•••••••• | n/a | Seattle, WA | DENVER, CO | 0 | 11 | n/a | no |
| J•••• C• M•••••• | n/a | DENVER, CO | MELBOURNE, FL | 0 | 29 | 3 | no |
| B•••• W•••••• B•••• | n/a | San Diego, CA | DENVER, CO | 0 | 42 | 4 | no |
| J••••• G•••••• M••••• | n/a | Fort Lauderdale, FL | 0 | 15 | 5 | no |
| 16 |
| Jul 23, 2026 |
| reported |
| n/a |
| PRESIDENT & CCO |
| Na |
| yes |
| 06/2003 |
| Jul 23, 2026 |
| Jul 23, 2026 |
| I•••••••• F•• W••••• H•••••••• I••• | MANAGING MEMBER | E | yes | 05/2004 | Feb 1, 2019 | Dec 6, 2024 |
| M•••••••• M••••••• D•••••• | Ceo | C | yes | 06/2015 | Jan 13, 2012 | Dec 6, 2024 |
| no |
| Frisco | Co | United States | 1 | no |
| Dunnellon | FL | United States | 1 | no |
| Mar 24, 2026 |
| $1.4B |
| $1.4B |
| 22 |
| 21 |
| 6 |
| 2 |
| n/a |
| 2024 | Apr 27, 2025 | $1.2B | $1.1B | 4 | 2 | 8 | 1 | n/a |
| 2023 | Mar 26, 2024 | $927M | $919M | 3 | 1 | 7 | 1 | $19.3M |
| 2022 | Mar 8, 2023 | $713M | $704M | 4 | 1 | 6 | 1 | $19.2M |
| 2021 | Mar 23, 2022 | $881M | $871M | 4 | 1 | 5 | 1 | $21.6M |
| 2020 | Mar 26, 2021 | $782M | $774M | 5 | 1 | 5 | 1 | $18.6M |
| 2019 | Mar 27, 2020 | $660M | $660M | 2 | 1 | 1 | 1 | $14.6M |
| 2018 | Mar 31, 2019 | $841M | $759M | 5 | 3 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $926M | $825M | 6 | 3 | 0 | n/a | n/a |
| 2016 | Mar 22, 2017 | $165M | $101M | 7 | 3 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $185M | $125M | 7 | 2 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $233M | $164M | 6 | 3 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $312M | $241M | 9 | 4 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $250M | $189M | 9 | 2 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $268M | $239M | n/a | n/a | n/a | n/a | n/a |
| DENVER, CO |
| Team lift out |
| RIA to RIA |
| 14.3% |
| DENVER, CO |
| Firm absorbed |
| RIA to RIA |
| 73.3% |