S•••••• M••••

Advisor at T•• M•••••••• C••••••

THIENSVILLE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06a7f50b-6711-7a05-4b51-0876ee806b2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 10, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• M•••••••• C••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• M•••••••• C••••••	Mixed wealth	Jun 12, 2023	n/a	yes	THIENSVILLE, WI	Current employment
O•••• F•• I•••	Former SEC adviser	Jun 2, 2022	May 8, 2023	no	TOWSON, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	T•• M•••••••• C••••••	May 8, 2023	Jun 12, 2023	35	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	O•••• F•• I•••	Jun 7, 2022	Jun 2, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:288590:MD:2021-09-29	Sep 29, 2021	Oct 22, 2021	HUNT VALLEY, MD	Firm change

Relationships

Registered with (5)

→ T•• M•••••••• C••••••Registered adviserregistration: current employment
Jun 12, 2023 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jun 2, 2022 to May 8, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Oct 22, 2021 to Jun 7, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06a7f50b-6711-7a05-4b51-0876ee806b2f
First observed: Nov 10, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.