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Advisor at SYNOVUS SECURITIES, INC.
ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SYNOVUS SECURITIES, INC. | Bd affiliated wealth | Jun 17, 2024 | n/a | yes | ALPHARETTA, GA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 5, 2023 | Jun 7, 2024 | no | SCOTTSDALE, AZ | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Dec 17, 2007 | Nov 3, 2023 | no | ATLANTA, GA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 14, 2003 | Jul 18, 2006 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | SYNOVUS SECURITIES, INC. | Jun 7, 2024 | Jun 17, 2024 | 10 | Firm change | Ibd to RIA |
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Sep 5, 2023 | -59 | Bulk transfer | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | FSC SECURITIES CORPORATION | Jul 18, 2006 | Dec 17, 2007 | 517 | Firm change after gap | Other |