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L••••••••• R•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••••••••• R•••••••••

M••••• D. P•••••• & ASSOCIATES, INC., CRD 147403

PONTE VEDRA, FL

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Search this name across graphsid dfx:ria:06ce5cc9-3825-78db-f25f-aae623c809ad

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 24, 2020 to Mar 11, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $285MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $285M
Private client RAUM: $285MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••• M•••••• D••••••	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	10/2012	Dec 24, 2020	Mar 19, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Jacksonville	FL	United States	1	no
Melbourne	FL	United States	1	no
VERO BEACH	FL	United States	1	no
Savannah	Ga	United States	1	no
Okatie	Sc

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$285M	$212M	34.3%	$96.6M	43.4%	1	1	0	5

Relationships

Registered with (1)

← M••••• D•••••• P••••••Advisorregistration: previous registration
Sep 13, 2012 to Dec 31, 2012factForm ADV

Controls (1)

← P••••••• M•••••• D••••••OwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 24, 2020 to Mar 19, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 24, 2020
First Form ADV filing
L••••••••• R••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Mar 11, 2026
L••••••••• R••••••••• reported 0 offices beyond its principal office, down from 5 (2025-03-31 to 2026-03-11)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06ce5cc9-3825-78db-f25f-aae623c809ad
First observed: Dec 24, 2020
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.