DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lighthouse Retirement
Legal name Martin D. Parlato & Associates, Inc.
Latest filing Mar 11, 2026
First filing on the tape Dec 24, 2020 · 10 filings
SEC status approved since Jan 25, 2021
RAUM
$285M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$285M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$285M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$285M as of Mar 11, 2026
Mar 31, 2021$108M then
HNW client RAUM$166M as of Mar 11, 2026
Mar 31, 2021$46.5M then
State-registered IARs (5.B.3)1 as of Mar 11, 2026
Mar 31, 20211 then
Employees (5.A)1 as of Mar 11, 2026
Mar 31, 20211 then
Private funds: no history
RAUM +34% over the last fiscal year+43% a year over threeIARs 1 to 1offices 5 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $285MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 182derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $573,871derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$166M58%
- Individuals$118M42%
- Individual clients
- 134reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 496reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Martin Douglas Parlato from Kovack Advisors, Inc.Jun 17, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Douglas Martin Parlato · President & Chief Compliance Officercontrolsince 10/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Vero Beach, FL1 employees
- Melbourne, FL1 employees
- Jacksonville, FL1 employees
- Okatie, SC1 employees
- Savannah, GA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count dropChange between filings · filing Mar 11, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-03-11; the peer median change was 0.0% (450 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (450) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 391 to 496Mar 31, 2025 to Mar 11, 2026
- HQ city · JACKSONVILLE to PONTE VEDRAMar 31, 2025 to Mar 11, 2026
- Other offices · 5 to 0Mar 31, 2025 to Mar 11, 2026
- Discretionary RAUM · $211M to $285MMar 31, 2025 to Mar 11, 2026
- HNW RAUM · $139M to $166MMar 31, 2025 to Mar 11, 2026
- Individual RAUM · $73.1M to $118MMar 31, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $539,960 to $0Mar 31, 2025 to Mar 11, 2026
- RAUM · $212M to $285MMar 31, 2025 to Mar 11, 2026
- Accounts · 281 to 391Mar 19, 2024 to Mar 31, 2025
- Individual clients · 104 to 134Mar 19, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 19, 2024 to Mar 31, 2025
- Discretionary RAUM · $139M to $211MMar 19, 2024 to Mar 31, 2025
- HNW RAUM · $96.5M to $139MMar 19, 2024 to Mar 31, 2025
- Individual RAUM · $42.5M to $73.1MMar 19, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $539,960Mar 19, 2024 to Mar 31, 2025
- RAUM · $139M to $212MMar 19, 2024 to Mar 31, 2025
- Accounts · 263 to 281Mar 30, 2023 to Mar 19, 2024
- HNW clients · 26 to 48Mar 30, 2023 to Mar 19, 2024
- Individual clients · 114 to 104Mar 30, 2023 to Mar 19, 2024
- Discretionary RAUM · $96.6M to $139MMar 30, 2023 to Mar 19, 2024
- HNW RAUM · $52.1M to $96.5MMar 30, 2023 to Mar 19, 2024
- Individual RAUM · $44.5M to $42.5MMar 30, 2023 to Mar 19, 2024
- RAUM · $96.6M to $139MMar 30, 2023 to Mar 19, 2024
- Accounts · 289 to 263Apr 26, 2022 to Mar 30, 2023
- Corporate clients · 1.0 to unsetApr 26, 2022 to Mar 30, 2023
- HNW clients · 29 to 26Apr 26, 2022 to Mar 30, 2023
- Individual clients · 139 to 114Apr 26, 2022 to Mar 30, 2023
- Discretionary RAUM · $125M to $96.6MApr 26, 2022 to Mar 30, 2023
- HNW RAUM · $68.9M to $52.1MApr 26, 2022 to Mar 30, 2023
- Individual RAUM · $53.3M to $44.5MApr 26, 2022 to Mar 30, 2023
- RAUM · $125M to $96.6MApr 26, 2022 to Mar 30, 2023
- Accounts · 282 to 289Aug 4, 2021 to Mar 14, 2022
- Advisory activities · 1 to 2Aug 4, 2021 to Mar 14, 2022
- HNW clients · 25 to 29Aug 4, 2021 to Mar 14, 2022
- Individual clients · 154 to 139Aug 4, 2021 to Mar 14, 2022
- Financial planning clients · unset to 0Aug 4, 2021 to Mar 14, 2022
- HQ city · VERO BEACH to JACKSONVILLEAug 4, 2021 to Mar 14, 2022
- Other offices · 4 to 5Aug 4, 2021 to Mar 14, 2022
- Discretionary RAUM · $108M to $125MAug 4, 2021 to Mar 14, 2022
- HNW RAUM · $46.5M to $68.9MAug 4, 2021 to Mar 14, 2022
Signals
2 dated events
- Lighthouse Retirement reported 0 offices beyond its principal office, down from 5 (2025-03-31 to 2026-03-11)Mar 11, 2026 · Office count change · derived
- Lighthouse Retirement filed its initial SEC registration (Form ADV)Dec 24, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 321-441-3324reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 772-299-7169reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-234-8080reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- LIGHTHOUSERETIREMENT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 772-299-7169reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- LIGHTHOUSERETIREMENT.COM/contact-us.htmreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $285Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026