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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

ASHLEY H SHAPIRO

Advisor at WELLS FARGO ADVISORS

ASHEVILLE, NC | HENDERSONVILLE, NC

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Search this name across graphsid dfx:ria:06cebe7e-e37c-fac3-83d0-e9ad117c4caf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 10, 1996
First registration: Nov 15, 2006
Dual registered: yes, broker-dealer
Other names: ASHLEY AUSTIN HOLMES|ASHLEY HOLMES SHAPIRO
IAPD individual key: 2496402

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 30, 2012	n/a	yes	HENDERSONVILLE, NC\|ASHEVILLE, NC	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 6, 2026	Jul 10, 2026	no	ASHEVILLE, NC\|ST. LOUIS, MO\|HENDERSONVILLE, NC	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 20, 2012	no	Savannah, GA\|SAVANNAH, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 15, 2006	Jun 1, 2009	no	SAVANNAH, GA\|SAVANNAH, GA\|SAVANNAH, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	n/a	Jul 10, 2026	n/a	n/a	Departure no registered destination	Departure
MORGAN STANLEY	WELLS FARGO ADVISORS	Jan 20, 2012	Mar 30, 2012	70	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 30, 2012 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 6, 2026 to Jul 10, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 20, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 15, 2006 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jul 10, 2026
Advisor departed, no destination yet
Ashley H Shapiro no longer registered at Wells Fargo Advisors; no later IA registration on IAPD
Form ADVobserved 5 days ago