DFX Intelligence

R••••••••• P••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

R••••••••• P••••••••• I•••

CRD 171302

ALEXANDRIA, VA

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Search this name across graphsid dfx:ria:06d2bd7e-77c2-fa22-caec-96d82b383346

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 1
Observed: Apr 23, 2014 to Mar 23, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

R••••••••• P••••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $266M••• Locked
Discretionary RAUM: $101M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $133Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••••• V••••••• S••••••	n/a	NASHVILLE, TN \| ALEXANDRIA, VA	12	22	6	no
A••• J••• J•••••••	n/a	ALEXANDRIA, VA	7	21

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••••• A•••• J•••	VICE PRESIDENT	B	yes	07/2022	Jul 1, 2022	Mar 19, 2024
S••••••• C••••••••• V•••••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	04/2014	Apr 23, 2014	Mar 19, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$266M	$204M	30.2%	$147M	21.9%	3	3	0	0

Relationships

Registered with (2)

← A••• J••• J•••••••Advisorregistration: current employment
Nov 28, 2018 to presentfactForm ADV
← C•••••••• V••••••• S••••••Advisorregistration: current employment
May 30, 2014 to presentfactForm ADV

Controls (2)

← S••••••• C••••••••• V•••••••OwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 23, 2014 to Mar 19, 2024factForm ADV
←

Dated events

Occurred
Mar 10, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-121M
Occurred
Jul 1, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 23, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06d2bd7e-77c2-fa22-caec-96d82b383346
First observed: Apr 23, 2014
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.