DFX Intelligence

C•••••••• V••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C•••••••• V••••••• S••••••

Advisor at R••••••••• P••••••••• I•••

NASHVILLE, TN | ALEXANDRIA, VA

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Search this name across graphsid dfx:ria:7a34f2c9-7782-bdab-2061-bd91ae2fdcf2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• P••••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Feb 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• P••••••••• I•••	Institutional manager	May 30, 2014	n/a	yes	ALEXANDRIA, VA\|NASHVILLE, TN	Current employment
F•••••• G••••• L••	Former SEC adviser	Aug 8, 2012	May 30, 2014	no	ALEXANDRIA, VA\|PITTSBURGH, PA\|NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• G••••• L••	R••••••••• P••••••••• I•••	May 30, 2014	May 30, 2014	0	Firm change	Other
S•••••• C•••••• A•••••••• L••	F•••••• G••••• L••	Aug 8, 2012	Aug 8, 2012

Relationships

Registered with (7)

→ R••••••••• P••••••••• I•••Registered adviserregistration: current employment
May 30, 2014 to presentfactForm ADV
→ F•••••• G••••• L••Registered adviserregistration: previous registration
Aug 8, 2012 to May 30, 2014factForm ADV
→ S•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 20, 2011 to Aug 8, 2012factForm ADV
→ A•• F•••••••• M••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a34f2c9-7782-bdab-2061-bd91ae2fdcf2
First observed: Feb 5, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.