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RIA / WealthAdvisor31 years in industry

JOSEPH DAVID FORSYTH

Advisor at VAQUITA SUN, INC.

FORT LAUDERDALE, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VAQUITA SUN, INC.
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 16, 1995
First registration: Sep 4, 2002
Dual registered: no
IAPD individual key: 2580250

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VAQUITA SUN, INC.	Former SEC adviser	Mar 20, 2025	n/a	yes	FORT LAUDERDALE, FL	Current employment
VAQUITA SUN, INC.	Former SEC adviser	Oct 11, 2024	Jan 27, 2025	no	FORT LAUDERDALE, FL	Previous registration
AFT, FORSYTH & SOBER, LLC	Independent wealth	Aug 10, 2012	Feb 9, 2017	no	WEST PALM BEACH, FL\|VALRICO, FL	Previous registration
AFT, FORSYTH AND COMPANY, INC.	Independent wealth	Nov 30, 2005	Apr 24, 2025	no	JUPITER, FL	Previous registration
HARVEY CAPITAL MANAGEMENT INC	Independent wealth	Sep 4, 2002	Nov 2, 2005	no	PALM BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AFT, FORSYTH AND COMPANY, INC.	AFT, FORSYTH & SOBER, LLC	Apr 24, 2025	Aug 10, 2012	-4,640	Firm change after gap	Other
AFT, FORSYTH & SOBER, LLC	VAQUITA SUN, INC.	Feb 9, 2017	Oct 11, 2024	2,801	Firm change after gap	Other
HARVEY CAPITAL MANAGEMENT INC	AFT, FORSYTH AND COMPANY, INC.	Nov 2, 2005	Nov 30, 2005	28	Firm change	Other

Relationships

Registered with (4)

→ VAQUITA SUN, INC.Registered adviserregistration: previous registration
Oct 11, 2024 to Jan 27, 2025factForm ADV
→ AFT, FORSYTH AND COMPANY, INC.Registered adviserregistration: previous registration
Nov 30, 2005 to Apr 24, 2025factForm ADV
→ AFT, FORSYTH & SOBER, LLCRegistered adviserregistration: previous registration
Aug 10, 2012 to Feb 9, 2017factForm ADV
→ HARVEY CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Sep 4, 2002 to Nov 2, 2005factForm ADV

Dated events

Occurred
Apr 24, 2025
Advisor changed firm
Joseph David Forsyth left Aft, Forsyth And Company, Inc. for Aft, Forsyth & Sober, Llc (registered 2012-08-10)
Form ADVobserved 5 days ago