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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HARVEY CAPITAL MANAGEMENT INC

CRD 106224

PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84d8edda-4c15-fe73-885d-4e0b0cbecd8c

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2012 to Mar 10, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $579MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $579M
Private client RAUM: $535MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $193Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 172
Individual clients: 62
High net worth clients: 100
SEC number: 801-52027
CRD: 106224
Filings on the tape: 19
First filed: Mar 2, 2012
Latest filed: Mar 10, 2026
Organised: Corporation, FL
Website: harveycapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT DALE HARVEY	Chartered Financial Analyst	PALM BEACH, FL	20	30	n/a	no
ALEXANDER TRINDADE HARVEY	n/a	PALM BEACH, FL	0	19	n/a	no
SOPHIA HARVEY BURNICHON	n/a	PALM BEACH, FL	0	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURNICHON, SOPHIA, HARVEY	EXECUTIVE VICE PRESIDENT/CCO	C	yes	09/2011	Mar 2, 2012	Mar 4, 2024
HARVEY, ALEXANDER, TRINDADE	PRESIDENT AND CEO	C	yes	01/2016	Mar 2, 2012	Mar 4, 2024
HARVEY, ROBERT, DALE	Chairman	C	yes	01/2016	Mar 2, 2012	Mar 4, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$579M	$579M	5	3	0	n/a	n/a
2024	Mar 25, 2025	$523M	$523M	5	3	0	n/a	n/a
2023	Mar 4, 2024	$426M	$426M	5	3	0	n/a	n/a
2022	Mar 2, 2023	$369M	$369M	5	3	0	n/a	n/a
2021	Mar 8, 2022	$453M	$453M	5	3	0	n/a	n/a
2020	Mar 12, 2021	$396M	$396M	5	3	0	n/a	n/a
2019	Mar 4, 2020	$360M	$360M	5	3	0	n/a	n/a
2018	Feb 15, 2019	$317M	$317M	5	3	0	n/a	n/a
2017	Feb 21, 2018	$385M	$385M	5	3	0	n/a	n/a
2016	Feb 28, 2017	$333M	$333M	5	3	n/a	n/a	n/a
2015	Feb 4, 2016	$391M	$391M	5	3	n/a	n/a	n/a
2014	Feb 10, 2015	$399M	$399M	5	3	n/a	n/a	n/a
2013	Mar 20, 2014	$387M	$387M	5	3	n/a	n/a	n/a
2012	Mar 6, 2013	$291M	$291M	5	3	n/a	n/a	n/a
2011	Mar 2, 2012	$250M	$250M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$579M	$523M	10.7%	$369M	16.2%	5	5	0	0

Relationships

Registered with (5)

← SOPHIA HARVEY BURNICHONAdvisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← ALEXANDER TRINDADE HARVEYAdvisorregistration: current employment
Nov 4, 2025 to presentfactForm ADV
← ROBERT DALE HARVEYAdvisorregistration: current employment
Aug 25, 2006 to presentfactForm ADV
← LARRY NORMAN AFTAdvisorregistration: previous registration
Aug 17, 2005 to Nov 2, 2005factForm ADV
← JOSEPH DAVID FORSYTHAdvisorregistration: previous registration
Sep 4, 2002 to Nov 2, 2005factForm ADV

Controls (3)

← HARVEY, ROBERT, DALEOwnerCHAIRMAN, ownership code C, individual
Mar 2, 2012 to Mar 4, 2024factForm ADV
← BURNICHON, SOPHIA, HARVEYOwnerEXECUTIVE VICE PRESIDENT/CCO, ownership code C, individual
Mar 2, 2012 to Mar 4, 2024factForm ADV
← HARVEY, ALEXANDER, TRINDADEOwnerPRESIDENT AND CEO, ownership code C, individual
Mar 2, 2012 to Mar 4, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84d8edda-4c15-fe73-885d-4e0b0cbecd8c
First observed: Mar 2, 2012
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARVEY CAPITAL MANAGEMENT INC

CRD 106224

PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84d8edda-4c15-fe73-885d-4e0b0cbecd8c

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT DALE HARVEY

Chartered Financial Analyst

PALM BEACH, FL

n/a

ALEXANDER TRINDADE HARVEY

n/a

PALM BEACH, FL

n/a

SOPHIA HARVEY BURNICHON

n/a

PALM BEACH, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURNICHON, SOPHIA, HARVEY

EXECUTIVE VICE PRESIDENT/CCO

yes

09/2011

Mar 2, 2012

Mar 4, 2024

HARVEY, ALEXANDER, TRINDADE

PRESIDENT AND CEO

yes

01/2016

Mar 2, 2012

Mar 4, 2024

HARVEY, ROBERT, DALE

Chairman

yes

01/2016

Mar 2, 2012

Mar 4, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$579M

n/a

2024

Mar 25, 2025

$523M

n/a

2023

Mar 4, 2024

$426M

n/a

2022

Mar 2, 2023

$369M

n/a

2021

Mar 8, 2022

$453M

n/a

2020

Mar 12, 2021

$396M

n/a

2019

Mar 4, 2020

$360M

n/a

2018

Feb 15, 2019

$317M

n/a

2017

Feb 21, 2018

$385M

n/a

2016

Feb 28, 2017

$333M

n/a

2015

Feb 4, 2016

$391M

n/a

2014

Feb 10, 2015

$399M

n/a

2013

Mar 20, 2014

$387M

n/a

2012

Mar 6, 2013

$291M

n/a

2011

Mar 2, 2012

$250M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$579M

$523M

10.7%

$369M

16.2%