This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RMAS, INC.

Current firm class

former SEC adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 1985earliest registration or exam on IAPD

Years in industry

41derivedfrom the industry start date

Years at current firm

15derivedfrom the current registration's begin date

Current registrations

2

Registered states

5

Exams

S63|S65

First exam

Jun 1, 1994

Dual registered

yes, broker-dealer

Other names

KATHLEEN ELIZABETH SMALL

IAPD individual key

2476975

Graph

RIA / Wealth Management

Canonical id

dfx:ria:06df159d-7428-3b2b-434d-1db89f4d3ca5

First observed

May 1, 1985

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.