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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ALDEN CAPITAL

ALDEN CAPITAL MANAGEMENT INC., CRD 293551

WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e87754f4-e989-09bc-ef15-f9381b0ba97e

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 54
Dated events: 23
On other graphs: 0
Observed: Mar 1, 2018 to Sep 2, 2026
65 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.53 fund_share=0.01 institutional_share=0.0 related_bd=true related_bank=false bd_reps=19.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $823M
Private client RAUM: $808MderivedItem 5.D individuals plus high net worth individuals
Private client share: 53%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 20
RAUM per advisor: $75.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 23
Advisory employees: 19
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 2,551
Individual clients: 2,321
High net worth clients: 183
SEC number: 801-116941
CRD: 293551
Filings on the tape: 65
First filed: Mar 1, 2018
Latest filed: Sep 2, 2026
Organised: Corporation, PA
Website: aldeninvestmentgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN FRANCIS MULQUEEN	n/a	Wayne, PA \| WAYNE, PA	8	14	2	yes
JOHN COLUCCI	n/a	WAYNE, PA \| Bayshore, NY	8	19	1	no
LEE ALBERT CALFO	n/a	SAN JUAN, PR \| Wayne, PA \| WAYNE, PA	8	22	4	yes
ANTHONY VEKONY MCCRACKEN	Certified Financial Planner	WAYNE, PA	7	15	n/a	yes
CHRISTOPHER JOHN COLORACCI	n/a	Doylestown, PA \| WAYNE, PA	6	29	3	yes
FREDERICK CHARLES PETERS	n/a	WAYNE, PA	6	12	1	no
ROBERT EDWARD FISH	n/a	WAYNE, PA \| West Chester, PA	6	37	4	yes
RICHARD SHANT CHEBOOKJIAN	n/a	WAYNE, PA \| West Chester, PA	6	13	2	yes
JAMES NENDEL PEPPERMAN	n/a	West Chester, PA \| WAYNE, PA	6	32	4	yes
william jude atkins	n/a	WAYNE, PA \| Annapolis, MD	4	14	3	yes
Paul Joseph LaFountain	n/a	WAYNE, PA	4	19	n/a	no
KAREN M. VAN HORN	n/a	SAN JUAN, PR \| Wayne, PA \| WAYNE, PA	3	27	5	yes
AARON LEE WILLIAMS	n/a	WAYNE, PA \| Wayne, PA	3	10	2	yes
MATTHEW THOMAS RESCH	Chartered Financial Analyst	WAYNE, PA	2	27	n/a	yes
J PIERCE DEVER	Chartered Financial Analyst	Lancaster, PA \| WAYNE, PA	2	13	n/a	no
Robert Emmett Burns	n/a	WAYNE, PA \| SAN JUAN, PR \| Memphis, TN \| Memphia, TN	1	20	n/a	no
Craig M Wiener	n/a	WAYNE, PA \| Memphis, TN	1	40	4	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
COMMUNITY FINANCIAL INSTITUTIONS FUND	Hedge Fund	$15.8M	Sep 2, 2026	73	Mar 24, 2015	reported	021-235527

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALDEN PARTNERS LLC	Owner	E	yes	02/2018	Sep 2, 2026	Sep 2, 2026
CALFO, LEE, ALBERT	CHIEF EXECUTIVE OFFICER	Na	yes	02/2018	Sep 2, 2026	Sep 2, 2026
MULQUEEN, JOHN, FRANCIS	CHIEF OPERATING OFFICER	Na	yes	11/2018	Sep 2, 2026	Sep 2, 2026
CALFO, LEE, ALBERT	CHIEF EXECUTIVE OFFICER	D	yes	02/2018	Mar 1, 2018	Dec 6, 2024
VAN HORN, KAREN, M.	CHIEF COMPLIANCE OFFICER	Na	no	01/2025	Sep 2, 2026	Sep 2, 2026
WILLIAMS, AARON, LEE	MANAGING DIRECTOR	Na	no	03/2024	Sep 2, 2026	Sep 2, 2026
SMITH, KENNETH, RICHARD	CHIEF COMPLIANCE OFFICER	Na	no	02/2018	Mar 1, 2018	Dec 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALDEN INVESTMENT ADVISORS, LLC	n/a	Independent wealth	$386M	Y	yes	n/a
EQUALIZE CAPITAL LLC	n/a	Asset manager	$39.5M	Y	yes	n/a
COMPASS FINANCIAL ADVISORS, LLC	n/a	State registered	$21.5M	N	yes	n/a
J. ALDEN ASSOCIATES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Doylestown	Pa	United States	5	yes
Collegeville	Pa	United States	3	no
Malvern	Pa	United States	3	yes
Alhambra	CA	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$1.5B	$823M	23	19	3	1	n/a
2024	Mar 26, 2025	$1.4B	$934M	24	20	4	1	n/a
2023	Mar 19, 2024	$657M	$305M	19	14	4	1	$27.4M
2022	Mar 27, 2023	$604M	$387M	20	15	4	1	$53.4M
2021	Mar 29, 2022	$672M	$540M	30	23	4	1	$51.6M
2020	Mar 17, 2021	$478M	$377M	10	10	4	1	$43.0M
2019	Mar 12, 2020	$268M	$196M	10	10	2	1	$43.0M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	20.0%	0	0	0	0	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.4B	4.9%	$604M	35.9%	23	24	3	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	May 19, 2026	May 18, 2026	COLLEGEVILLE, PA	Team lift out	RIA to ibd	8.7%
ALDEN INVESTMENT GROUP	2	Nov 3, 2022	Apr 26, 2022	WAYNE, PA	Team lift out	RIA to RIA	8.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BLUESTONE CAPITAL MANAGEMENT, LLC	2	May 28, 2020	May 2, 2020	WAYNE, PA	Team lift out	Other	25.0%

Relationships

Affiliated with (5)

→ COMPASS FINANCIAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ EQUALIZE CAPITAL LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ ALDEN INVESTMENT GROUPRegistered adviserother investment adviser, control, common control
factForm ADV
← ALDEN INVESTMENT GROUPRegistered adviserother investment adviser, common control
factForm ADV
← EQUALIZE CAPITAL LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (36)

← ANDREW J GIANNONEAdvisorregistration: previous registration
Jan 2, 2020 to Jun 16, 2022factForm ADV
← KAREN M. VAN HORNAdvisorregistration: current employment
Dec 4, 2025 to presentfactForm ADV
← Craig M WienerAdvisorregistration: current employment
Mar 13, 2025 to presentfactForm ADV
← Robert Emmett BurnsAdvisorregistration: current employment
Feb 11, 2025 to presentfactForm ADV
← AARON LEE WILLIAMSAdvisorregistration: current employment
Dec 17, 2024 to presentfactForm ADV
← J PIERCE DEVERAdvisorregistration: current employment
Aug 20, 2024 to presentfactForm ADV
← MATTHEW THOMAS RESCHAdvisorregistration: current employment
Jun 24, 2024 to presentfactForm ADV
← Paul Joseph LaFountainAdvisorregistration: current employment
Jul 14, 2022 to presentfactForm ADV
← william jude atkinsAdvisorregistration: current employment
Nov 10, 2021 to presentfactForm ADV
← JAMES NENDEL PEPPERMANAdvisorregistration: current employment
Jun 4, 2020 to presentfactForm ADV
← RICHARD SHANT CHEBOOKJIANAdvisorregistration: current employment
May 2, 2020 to presentfactForm ADV
← ROBERT EDWARD FISHAdvisorregistration: current employment
May 1, 2020 to presentfactForm ADV
← FREDERICK CHARLES PETERSAdvisorregistration: current employment
Jan 24, 2020 to presentfactForm ADV
← CHRISTOPHER JOHN COLORACCIAdvisorregistration: current employment
Dec 6, 2019 to presentfactForm ADV
← KATHLEEN ELIZABETH SCHROEDERAdvisorregistration: current employment
Aug 29, 2019 to presentfactForm ADV
← WILLIAM ROSS SMALLAdvisorregistration: current employment
Jul 15, 2019 to presentfactForm ADV
← ANTHONY VEKONY MCCRACKENAdvisorregistration: current employment
Nov 14, 2018 to presentfactForm ADV
← LEE ALBERT CALFOAdvisorregistration: current employment
Aug 20, 2018 to presentfactForm ADV
← JOHN COLUCCIAdvisorregistration: current employment
Jul 16, 2018 to presentfactForm ADV
← JOHN FRANCIS MULQUEENAdvisorregistration: current employment
May 23, 2018 to presentfactForm ADV
← KENNETH RICHARD SMITHAdvisorregistration: previous registration
Apr 2, 2018 to Jun 15, 2026factForm ADV
← MICHAEL James FREDERICKAdvisorregistration: previous registration
Jun 30, 2020 to May 19, 2026factForm ADV
← BRANDON JOSEPH SKUPSKIAdvisorregistration: previous registration
May 19, 2020 to May 19, 2026factForm ADV
← CHARLES LEROY WISNERAdvisorregistration: previous registration
Jun 22, 2020 to Nov 4, 2025factForm ADV
← Tedd Aaron MeyerAdvisorregistration: previous registration
Jul 27, 2020 to Jan 6, 2025factForm ADV
← YU CHENAdvisorregistration: previous registration
Aug 9, 2019 to Dec 31, 2022factForm ADV
← DEREK RUDOLF D'ALONZOAdvisorregistration: previous registration
Dec 2, 2020 to Nov 22, 2022factForm ADV
← ROBERT ARTHUR LANSINGAdvisorregistration: previous registration
Oct 4, 2021 to Nov 3, 2022factForm ADV
← GUSTAVO ISAAC MASRIAdvisorregistration: previous registration
Sep 16, 2021 to Nov 3, 2022factForm ADV
← NATHAN DANIEL GOADAdvisorregistration: previous registration
May 24, 2021 to Nov 3, 2022factForm ADV
and 6 more

Advises (1)

→ COMMUNITY FINANCIAL INSTITUTIONS FUNDPrivate fundHedge Fund, IA
Mar 24, 2015 to presentfactForm ADV

Moved with (3)

→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
May 19, 2026 to May 18, 2026factForm ADV
→ ALDEN INVESTMENT GROUPRegistered adviser2 advisors, team lift out, same day
Nov 3, 2022 to Apr 26, 2022factForm ADV
← BLUESTONE CAPITAL MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
May 28, 2020 to May 2, 2020factForm ADV

Owns (3)

← SMITH, KENNETH, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 1, 2018 to Dec 6, 2024factForm ADV
← VAN HORN, KAREN, M.OwnerCHIEF RISK OFFICER, ownership code NA, individual
Mar 1, 2024 to Dec 6, 2024factForm ADV
← WILLIAMS, AARON, LEEOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 1, 2024 to Dec 6, 2024factForm ADV

Controls (3)

← CALFO, LEE, ALBERTOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 1, 2018 to Dec 6, 2024factForm ADV
← MULQUEEN, JOHN, FRANCISOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jun 11, 2019 to Dec 6, 2024factForm ADV
← ALDEN PARTNERS LLCOwnerOWNER, ownership code E, domestic entity
Mar 1, 2018 to Dec 6, 2024factForm ADV

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
Kenneth Richard Smith left Alden Capital for Equalize Capital Llc (registered 2019-03-06)
Form ADVobserved 6 days ago
Occurred
May 19, 2026
Team lift-out
2 advisors left Alden Capital (Collegeville, PA) for LPL Financial LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
May 19, 2026
Advisor changed firm
Brandon Joseph Skupski left Alden Capital for Lpl Financial Llc (registered 2026-05-18)
Form ADVobserved 6 days ago
Occurred
May 19, 2026
Advisor changed firm
Michael James Frederick left Alden Capital for Lpl Financial Llc (registered 2026-05-18)
Form ADVobserved 6 days ago
Occurred
Nov 4, 2025
Advisor changed firm
Charles Leroy Wisner left Alden Capital for Janney Montgomery Scott Llc (registered 2025-11-04)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2025
Regulatory AUM changed
Alden Capital reported RAUM $1.4B, up 120% from $657.2M (2025-01-22 to 2025-03-26)
Form ADVobserved 6 days ago
$787M
Occurred
Jan 6, 2025
Advisor changed firm
Tedd Aaron Meyer left Alden Capital for Tlg Advisors, Inc. (registered 2025-01-23)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Yu Chen left Alden Capital for Infinity Financial Services Advisory (registered 2022-12-22)
Form ADVobserved 6 days ago
Occurred
Nov 22, 2022
Advisor changed firm
Derek Rudolf D'Alonzo left Alden Capital for Alden Investment Group (registered 2022-06-30)
Form ADVobserved 6 days ago
Occurred
Nov 3, 2022
Team lift-out
2 advisors left Alden Capital (Wayne, PA) for Alden Investment Group on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Nov 3, 2022
Advisor changed firm
Robert Arthur Lansing left Alden Capital for Alden Investment Group (registered 2022-04-06)
Form ADVobserved 6 days ago
Occurred
Nov 3, 2022
Advisor changed firm
Nathan Daniel Goad left Alden Capital for Sparta Wealth Partners (registered 2022-03-02)
Form ADVobserved 6 days ago
Occurred
Nov 3, 2022
Advisor changed firm
Gustavo Isaac Masri left Alden Capital for Alden Investment Group (registered 2022-04-26)
Form ADVobserved 6 days ago
Occurred
Sep 23, 2022
Advisor changed firm
John Glennon O'Connell left Alden Capital for John G. O'Connell (registered 2026-01-01)
Form ADVobserved 6 days ago
Occurred
Jun 16, 2022
Advisor changed firm
Andrew J Giannone left Alden Capital for Forefront Analytics, Llc (registered 2022-06-02)
Form ADVobserved 6 days ago
Occurred
Apr 13, 2022
Advisor changed firm
David Blair Thompson left Alden Capital for Sparta Wealth Partners (registered 2022-04-18)
Form ADVobserved 6 days ago
Occurred
Apr 4, 2022
Advisor changed firm
Deborah Ann Davis left Alden Capital for Alden Investment Group (registered 2022-04-04)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Alden Capital reported RAUM $672.3M, up 41% from $478.2M (2022-02-11 to 2022-03-29)
Form ADVobserved 6 days ago
$194M
Occurred
Feb 15, 2022
Advisor changed firm
Andrew Bret Burquest left Alden Capital for Sparta Wealth Partners (registered 2022-02-16)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2021
Regulatory AUM changed
Alden Capital reported RAUM $478.2M, up 78% from $268.0M (2020-11-19 to 2021-03-17)
Form ADVobserved 6 days ago
$210M
Occurred
Dec 2, 2019
Regulatory AUM changed
Alden Capital reported RAUM $219.8M, up 104% from $107.7M (2019-10-03 to 2019-12-02)
Form ADVobserved 6 days ago
$112M
Occurred
Jun 11, 2019
Control person joined
Francis John Mulqueen (Chief Operating Officer) appeared on Schedule A of Alden Capital
Form ADVobserved 6 days ago
Occurred
Mar 1, 2018
First Form ADV filing
Alden Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e87754f4-e989-09bc-ef15-f9381b0ba97e
First observed: Mar 1, 2018
Last observed: Sep 2, 2026 19 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALDEN CAPITAL

ALDEN CAPITAL MANAGEMENT INC., CRD 293551

WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e87754f4-e989-09bc-ef15-f9381b0ba97e

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN FRANCIS MULQUEEN

n/a

Wayne, PA | WAYNE, PA

yes

JOHN COLUCCI

n/a

WAYNE, PA | Bayshore, NY

LEE ALBERT CALFO

n/a

SAN JUAN, PR | Wayne, PA | WAYNE, PA

yes

ANTHONY VEKONY MCCRACKEN

Certified Financial Planner

WAYNE, PA

n/a

yes

CHRISTOPHER JOHN COLORACCI

n/a

Doylestown, PA | WAYNE, PA

yes

FREDERICK CHARLES PETERS

n/a

WAYNE, PA

ROBERT EDWARD FISH

n/a

WAYNE, PA | West Chester, PA

yes

RICHARD SHANT CHEBOOKJIAN

n/a

WAYNE, PA | West Chester, PA

yes

JAMES NENDEL PEPPERMAN

n/a

West Chester, PA | WAYNE, PA

yes

william jude atkins

n/a

WAYNE, PA | Annapolis, MD

yes

Paul Joseph LaFountain

n/a

WAYNE, PA

n/a

KAREN M. VAN HORN

n/a

SAN JUAN, PR | Wayne, PA | WAYNE, PA

yes

AARON LEE WILLIAMS

n/a

WAYNE, PA | Wayne, PA

yes

MATTHEW THOMAS RESCH

Chartered Financial Analyst

WAYNE, PA

n/a

yes

J PIERCE DEVER

Chartered Financial Analyst

Lancaster, PA | WAYNE, PA

n/a

Robert Emmett Burns

n/a

WAYNE, PA | SAN JUAN, PR | Memphis, TN | Memphia, TN

n/a

Craig M Wiener

n/a

WAYNE, PA | Memphis, TN

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

COMMUNITY FINANCIAL INSTITUTIONS FUND

Hedge Fund

$15.8M

Sep 2, 2026

Mar 24, 2015

reported

021-235527

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALDEN PARTNERS LLC

Owner

yes

02/2018

Sep 2, 2026

CALFO, LEE, ALBERT

CHIEF EXECUTIVE OFFICER

yes

02/2018

Sep 2, 2026

MULQUEEN, JOHN, FRANCIS

CHIEF OPERATING OFFICER

yes

11/2018

Sep 2, 2026

CALFO, LEE, ALBERT

CHIEF EXECUTIVE OFFICER

yes

02/2018

Mar 1, 2018

Dec 6, 2024

VAN HORN, KAREN, M.

CHIEF COMPLIANCE OFFICER

01/2025

Sep 2, 2026

WILLIAMS, AARON, LEE

MANAGING DIRECTOR

03/2024

Sep 2, 2026

SMITH, KENNETH, RICHARD

CHIEF COMPLIANCE OFFICER

02/2018

Mar 1, 2018

Dec 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALDEN INVESTMENT ADVISORS, LLC

n/a

Independent wealth

$386M

yes

n/a

EQUALIZE CAPITAL LLC

n/a

Asset manager

$39.5M

yes

n/a

COMPASS FINANCIAL ADVISORS, LLC

n/a

State registered

$21.5M

yes

n/a

J. ALDEN ASSOCIATES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Doylestown

United States

yes

Collegeville

United States

Malvern

United States

yes

Alhambra

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$1.5B

$823M

n/a

2024

Mar 26, 2025

$1.4B

$934M

n/a

2023

Mar 19, 2024

$657M

$305M

$27.4M

2022

Mar 27, 2023

$604M

$387M

$53.4M

2021

Mar 29, 2022

$672M

$540M

$51.6M

2020

Mar 17, 2021

$478M

$377M

$43.0M

2019

Mar 12, 2020

$268M

$196M

$43.0M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.4B

4.9%

$604M

35.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

May 19, 2026

May 18, 2026

COLLEGEVILLE, PA

Team lift out

RIA to ibd

8.7%

ALDEN INVESTMENT GROUP

Nov 3, 2022

Apr 26, 2022

WAYNE, PA

Team lift out

RIA to RIA

8.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BLUESTONE CAPITAL MANAGEMENT, LLC

May 28, 2020

May 2, 2020

WAYNE, PA

Team lift out

Other

25.0%