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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

MARCOS ABNER SOLTREN

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FAYETTEVILLE, NC

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Search this name across graphsid dfx:ria:06f03fb7-e674-de62-a31f-4010917ff975

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 20, 2002
First registration: Aug 21, 2002
Dual registered: yes, broker-dealer
Other names: MARCOS A SOLTREN
IAPD individual key: 2912707

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	n/a	yes	FAYETTEVILLE, NC	Current employment
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jul 26, 2004	Oct 23, 2009	no	FAYETVILLE, NC\|FAYETTEVILLE, NC	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Dec 19, 2002	Aug 3, 2004	no	FAYETTEVILLE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 21, 2002	Dec 17, 2002	no	FAYETTEVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
FIRST CITIZENS INVESTOR SERVICES, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 3, 2004	Jul 26, 2004	-8	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIRST CITIZENS INVESTOR SERVICES, INC.	Dec 17, 2002	Dec 19, 2002	2	Firm change	Other

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 21, 2002 to Dec 17, 2002factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 26, 2004 to Oct 23, 2009factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Dec 19, 2002 to Aug 3, 2004factForm ADV

Dated events

No dated event names this entity yet.