This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MMA SECURITIES LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2013earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Jan 21, 2014

First registration

Jul 16, 2021

Dual registered

no

IAPD individual key

6244163

• Occurred

  Jan 8, 2026
  Advisor changed firm

  Johnathan Ma left Precept Advisory Group Llc for Mma Securities Llc (registered 2026-01-05)

  Form ADVobserved 5 days ago
• Occurred

  Jul 19, 2023
  Advisor changed firm

  Johnathan Ma left Empower Advisory Group, Llc for Precept Advisory Group Llc (registered 2023-08-03)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:06fb8669-722b-41c1-67bd-ac9cb08ab1b9

First observed

Jul 16, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.