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CRD 152776
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Boone, Jon | TREASURER AND CHIEF FINANCIAL OFFICER | Na | yes | 07/2024 | Sep 9, 2024 | Dec 13, 2024 |
| DAVIS, ROBERT, READ | CHIEF EXECUTIVE OFFICER | Na | yes | 01/2022 | Mar 14, 2022 | Dec 13, 2024 |
| MARSH & MCLENNAN AGENCY LLC | Shareholder | E | yes | 11/2024 | Dec 13, 2024 | Dec 13, 2024 |
| MARSH & MCLENNAN COMPANIES, INC. | PARENT COMPANY | E | yes | 11/2024 | Dec 13, 2024 | Dec 13, 2024 |
| MARSH LLC | Owner | E | yes | 11/2024 | Dec 13, 2024 | Dec 13, 2024 |
| MARSH USA LLC | Owner | E | yes | 11/2024 | Dec 13, 2024 | Dec 13, 2024 |
| BRIGHT, LINDA, KYU-YOUNG | President | Na | no | 06/2012 | Jul 11, 2017 | Dec 13, 2024 |
| KO, VINCENT, TIMOTHY | CHIEF COMPLIANCE OFFICER | Na | no | 04/2017 | Mar 4, 2016 | Dec 13, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MERCER INVESTMENTS LLC | n/a | Institutional manager | $226B | N | yes | n/a |
| MMA ASSET MANAGEMENT LLC | n/a | Mixed wealth | $788M | N | yes | n/a |
| MMA SECURITIES LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| GUY CARPENTER & COMPANY, LLC | n/a | n/a | n/a | Y | yes | n/a |
| MARSH & MCLENNAN AGENCY, LLC | n/a | n/a | n/a | Y | yes | n/a |
| MARSH INSURANCE & INVESTMENTS LLC | n/a | n/a | n/a | Y | yes | n/a |
| MARSH USA LLC | n/a | n/a | n/a | Y | yes | n/a |
| MCGRIFF INSURANCE SERVICES, LLC | n/a | n/a | n/a | Y | yes | n/a |
| MERCER (US) INC. | n/a | n/a | n/a | N | yes | n/a |
| MERCER GLOBAL INVESTMENTS CANADA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MMC SECURITIES LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MMC SECURITIES LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| MMC SECURITIES(IRELAND) | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 31, 2025 | $5.0B | $542M | 8 | 7 | 1 | n/a | n/a |
| 2023 | Mar 14, 2024 | $4.3B | $288M | 9 | 8 | 1 | n/a | n/a |
| 2022 | Mar 21, 2023 | $4.9B | $27.0M | 7 | 6 | 1 | n/a | n/a |
| 2021 | Mar 14, 2022 | $5.4B | $24.2M | 7 | 6 | 1 | n/a | n/a |
| 2020 | Mar 5, 2021 | $4.8B | $0 | 7 | 6 | 1 | n/a | n/a |
| 2019 | Mar 9, 2020 | $3.8B | $0 | 6 | 5 | 0 | n/a | n/a |
| 2018 | Mar 27, 2019 | $3.4B | $0 | 7 | 6 | 0 | n/a | n/a |
| 2017 | Mar 27, 2018 | $3.3B | $0 | 7 | 6 | 0 | n/a | n/a |
| 2016 | Mar 13, 2017 | $2.1B | $0 | 7 | 6 | n/a | n/a | n/a |
| 2015 | Feb 24, 2016 | $2.7B | $0 | 9 | 6 | n/a | n/a | n/a |
| 2014 | Mar 7, 2015 | $2.8B | $0 | 10 | 7 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $2.3B | $0 | 9 | 6 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $1.8B | $0 | 6 | 5 | n/a | n/a | n/a |
| 2011 | Mar 12, 2012 | $1.5B | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 7 | -7 | n/a | 0 | 0 | 0 | 0 | 7 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $5.0B | $4.3B | 17.3% | $5.4B | -2.8% | 8 | 9 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MMA SECURITIES LLC | 2 | Jan 30, 2026 | Jan 5, 2026 | IRVINE, CA | Team lift out | Other | 100.0% |
| MMA SECURITIES LLC | 4 | Jan 8, 2026 | Jan 8, 2026 | IRVINE, CA | Firm absorbed | Other | 57.1% |