DFX Intelligence

S•••••• M•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S•••••• M•••••• B••••

Advisor at P•••••• A•••••••• L••

LEAWOOD, KS

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Search this name across graphsid dfx:ria:06fc371b-f6d9-0345-e106-7411f9c245d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••••• L••	Other adviser	Feb 13, 2026	n/a	yes	LEAWOOD, KS	Current employment
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jun 25, 2025	May 15, 2026	no	LEAWOOD, KS\|WEST CHESTER, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A••••••• P••••••• L••	P•••••• A•••••••• L••	May 15, 2026	Feb 13, 2026	-91	Firm change after gap	Ibd to new firm
E••••• J••••	W••••••••• A••••••• P••••••• L••	Aug 22, 2019	Jun 25, 2025

Relationships

Registered with (3)

→ P•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: previous registration
Jun 25, 2025 to May 15, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 23, 2018 to Aug 22, 2019factForm ADV

Dated events

Occurred
May 15, 2026
Advisor changed firm
S•••••• M•••••• B•••• left W••••••••• A••••••• P••••••• L•• for P•••••• A•••••••• L•• (registered 2026-02-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06fc371b-f6d9-0345-e106-7411f9c245d1
First observed: Nov 23, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.