DFX Intelligence

G•••••• R•••• • Q•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserMixed wealth managerSEC registeredRAUM 1b 10b

G•••••• R•••• • Q•••• L••

CRD 106114

LANCASTER, PA

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 2
Observed: Jan 17, 2012 to Mar 31, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

G•••••• R•••• • Q•••• L••

Family office · key_cik, key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

G•••••• R•••• • Q•••• L••

Capital provider to sponsors · key_cik, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.49 fund_share=0.27 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $9.4B••• Locked
Discretionary RAUM: $9.4B
Private client RAUM: $4.6Bderived••• Locked
Private client share: 49%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 47

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• V•• P••••••• •••• L•••	Other Private Fund	$1.5B	Mar 31, 2026	168	Jan 17, 2012	reported	021-59739
S••••• V•• P•••••••• L•••	Other Private Fund	$751M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• J••• E•••••• H•••	MEMBER/PORTFOLIO MANAGER	Na	yes	04/2014	Mar 31, 2026	Mar 31, 2026
Q••••• T••••••• C••••••	MEMBER/PORTFOLIO MANAGER	B	yes	04/2014	Mar 31, 2026	Mar 31, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• V•• P••••••• G•• L•	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.4B	$9.0B	4.5%	$9.2B	0.7%	47	50	0	0

Relationships

Advises (3)

→ S••••• V•• P••••••• O•••••••• L•••Private fundOther Private Fund, IA
Oct 28, 2014 to presentfactForm ADV
→ S••••• V•• P••••••• •••• L•••Private fundOther Private Fund, IA
Jan 17, 2012 to presentfactForm ADV
→ S••••• V•• P•••••••• L•••Private fundOther Private Fund, IA
Jan 17, 2012 to presentfactForm ADV

Controls (5)

Dated events

Order

Occurred
30 Mar 2021
Control person joined2 events
G•••••• R•••• • Q•••• L••: control person joined, 2 events, on 30 Mar 2021
- ••• Locked
- ••• Locked
Occurred
30 Mar 2021
Control person left
••• Locked
Form ADV
Occurred
1 Apr 2014
Succession filed (Item 4)
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 17, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$12B	$12B	40	4	n/a	3	$3.0B
2014	Mar 23, 2015	$11B	$11B	38	5	n/a	3	$3.0B
2013	Mar 19, 2014	$10B	$10B	36	5	n/a	2	$2.8B
2012	Mar 28, 2013	$8.3B	$8.3B	32	5	n/a	2	$1.3B
2011	Jan 17, 2012	$5.5B	$5.5B	n/a	n/a	n/a	2	$1.3B