DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gardner Russo & Quinn LLC
Latest filing Mar 31, 2026
First filing on the tape Jan 17, 2012 · 26 filings
SEC status approved since Apr 1, 1992
RAUM
$9.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
49%
$4.6B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
47
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$9.4B as of Mar 31, 2026
Jan 17, 2012$5.5B then
HNW client RAUM$4.5B as of Mar 31, 2026
Mar 30, 2018$4.4B then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jan 17, 20120 then
Employees (5.A)47 as of Mar 31, 2026
Mar 28, 201332 then
Private funds3 as of Mar 31, 2026
Jan 17, 20122 then
RAUM +4.5% over the last fiscal year+0.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $7.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.4B, 247 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.5B56%
- Pooled investment vehicles$2.6B32%
- Charitable organizations$660M8.1%
- Pension and profit-sharing plans$196M2.4%
- Individuals$103M1.3%
- Corporations and businesses$48.5M0.6%
- Individual clients
- 131reported
- HNW clients
- 1,012reported
- Pension plan clients
- 14reported
- Charitable clients
- 72reported
- Accounts
- 1,346reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.4B for 247 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.49 fund_share=0.27 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Semper Vic Partners (Qp), L.P. | Other Private Fund | $1.5B | 220 | Jan 17, 2012 |
| Semper Vic Partners, L.P. | Other Private Fund | $751M | 82 | Jan 17, 2012 |
| Semper Vic Partners Offshore, Ltd. | Other Private Fund | $17.2M | 11 | Oct 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Herr Eugene Jr. Gardner · Member/Portfolio Managercontrolsince 04/2014 · owns less than 5%
- Charles Timothy Quinn · Member/Portfolio Managercontrolsince 04/2014 · owns 10% to 25%
- Christopher Russo · Member/Assistant Portfolio Managercontrolsince 03/2021 · owns 5% to 10%
- Adrian Thomas Russo · Managing Member/Chairmancontrolsince 04/2014 · owns 75% or more
- Dale Rodger Troupe · Chief Compliance Officer/Chief Administrative Officercontrolsince 03/2021 · owns less than 5%
Related persons
Schedule D 7.A
- Semper Vic Partners Gp, LPpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,419 to 1,346Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 9 to 8Mar 28, 2025 to Mar 31, 2026
- Charity clients · 92 to 72Mar 28, 2025 to Mar 31, 2026
- HNW clients · 1,044 to 1,012Mar 28, 2025 to Mar 31, 2026
- Individual clients · 127 to 131Mar 28, 2025 to Mar 31, 2026
- Pension plan clients · 18 to 14Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 14 to 11Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $3.2B to $3.4BMar 28, 2025 to Mar 31, 2026
- Employees · 50 to 47Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $9.0B to $9.4BMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $3.9B to $4.5BMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $71.5M to $103MMar 28, 2025 to Mar 31, 2026
- Pension RAUM · $239M to $196MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.7B to $2.6BMar 28, 2025 to Mar 31, 2026
- RAUM · $9.0B to $9.4BMar 28, 2025 to Mar 31, 2026
- Accounts · 1,579 to 1,419Apr 2, 2024 to Mar 28, 2025
- Charity clients · 118 to 92Apr 2, 2024 to Mar 28, 2025
- Corporate clients · 6 to 4Apr 2, 2024 to Mar 28, 2025
- HNW clients · 1,138 to 1,044Apr 2, 2024 to Mar 28, 2025
- Individual clients · 126 to 127Apr 2, 2024 to Mar 28, 2025
- Pension plan clients · 24 to 18Apr 2, 2024 to Mar 28, 2025
- Pooled vehicle clients · 16 to 14Apr 2, 2024 to Mar 28, 2025
- Assets in custody · $3.6B to $3.2BApr 2, 2024 to Mar 28, 2025
- Financial planning clients · unset to Apr 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $10B to $9.0BApr 2, 2024 to Mar 28, 2025
- HNW RAUM · $3.9B to $3.9BApr 2, 2024 to Mar 28, 2025
- Individual RAUM · $71.8M to $71.5MApr 2, 2024 to Mar 28, 2025
- Pension RAUM · $306M to $239MApr 2, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.1B to $2.7BApr 2, 2024 to Mar 28, 2025
- RAUM · $10B to $9.0BApr 2, 2024 to Mar 28, 2025
- Accounts · 1,607 to 1,579Mar 30, 2023 to Feb 9, 2024
- Charity clients · 130 to 118Mar 30, 2023 to Feb 9, 2024
- Corporate clients · 8 to 6Mar 30, 2023 to Feb 9, 2024
- HNW clients · 1,148 to 1,138Mar 30, 2023 to Feb 9, 2024
- Individual clients · 116 to 126Mar 30, 2023 to Feb 9, 2024
- Pension plan clients · 27 to 24Mar 30, 2023 to Feb 9, 2024
- Pooled vehicle clients · 20 to 16Mar 30, 2023 to Feb 9, 2024
- Assets in custody · $3.2B to $3.6BMar 30, 2023 to Feb 9, 2024
- Employees · 51 to 50Mar 30, 2023 to Feb 9, 2024
- Discretionary RAUM · $9.2B to $10BMar 30, 2023 to Feb 9, 2024
Signals
4 dated events
- Christopher Russo (Member/Senior Analyst) appeared on Schedule A of Gardner Russo & Quinn LlcMar 30, 2021 · Control person joined · fact
- Dale Rodger Troupe (Chief Compliance Officer/Chief Administrative Officer) appeared on Schedule A of Gardner Russo & Quinn LlcMar 30, 2021 · Control person joined · fact
- Downey Anne Gardner (Chief Compliance Officer/Chief Administrative Officer) no longer on Schedule A of Gardner Russo & Quinn Llc (listed 2020-06-24, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Gardner Russo & Gardner reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 1, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Gardner Russo & Quinn LLC · Family Officesshared crd · office
- Gardner Russo & Quinn LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gardner-russo-quinn-llcreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 717.299.1385reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026