DFX Intelligence

C••••••••• R••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••••••••• R••••••• C••••••

Advisor at I•••••••• A••••••• S••••••••

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07074f2a-1fee-f6d0-3d50-13da265c942c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Nov 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Jun 9, 2026	n/a	yes	DALLAS, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 9, 2020	Dec 31, 2024	no	FORT MILL, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I•••••••• A••••••• S••••••••	Dec 31, 2024	Jun 9, 2026	525	Firm change after gap	Ibd to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	L•• F•••••••• L••	Oct 15, 2020	Dec 9, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:6413:IA:2020-10-15	Oct 15, 2020	Dec 9, 2020	NORTH LIBERTY, IA	Firm change

Relationships

Registered with (7)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 9, 2020 to Dec 31, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 29, 2019 to Oct 15, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07074f2a-1fee-f6d0-3d50-13da265c942c
First observed: Nov 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.