T••• G• S••••••

Advisor at C••••••• P•••••••• I•••

NEW YORK, NY | Rumson, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:070ba38e-d0fe-5a6f-7fc7-f971b7282056

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	Independent wealth	Jan 2, 2024	n/a	yes	Rumson, NJ\|NEW YORK, NY	Current employment
C••••••• A•••••••• I•••	Former SEC adviser	Jan 29, 2021	Nov 27, 2023	no	SAN FRANCISCO, CA\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••••••• I•••	C••••••• P•••••••• I•••	Nov 27, 2023	Jan 2, 2024	36	Firm change	RIA to RIA
J••••• M••••••••• S•••• L••	C••••••• A•••••••• I•••	Jan 20, 2021	Jan 29, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
306341:171787:CA:2023-11-27	Nov 27, 2023	Jan 2, 2024	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ C••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 29, 2021 to Nov 27, 2023factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Aug 29, 2017 to Jan 20, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
T••• G• S•••••• left C••••••• A•••••••• I••• for C••••••• P•••••••• I••• (registered 2024-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:070ba38e-d0fe-5a6f-7fc7-f971b7282056
First observed: Mar 2, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.