DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tara G Shulman

Compound Planning, Inc.independent RIANew York, Ny IA-onlyIAPD 5940168
Feed of 09/15/2026
Also filed as Tara Shulman
At current firm
2 y
since Jan 2, 2024
In the industry
14 y
since Sep 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profile
what the firm itself publishes, with the page it was read from
Title
Principal Wealth Advisorreportedcompoundplanning.comfirm site, Sep 15, 2026
Partner or owner
“Principal Wealth Advisor”reportedcompoundplanning.comthe sentence on the bio page
Years, as the firm states
15reportedcompoundplanning.com“She has over 15 years of experience working in private banking with high-net-worth and ultra-high-net-worth clients who are founders, business owners, and executives.”
Professional profile
compoundplanning.com/company/team/tara-shulmanreportedcompoundplanning.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • Tara G Shulman left Compound Advisers, Inc. for Compound Planning, Inc. (registered 2024-01-02)
    Nov 27, 2023 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Independent wealth managerderived
Years in industry
14derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address