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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WERNAU ASSET MANAGEMENT

WERNAU ASSET MANAGEMENT INC., CRD 129473

GLOUCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:070e726b-007b-953a-dd02-4c9b1ea74745

Data as of Feb 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Apr 14, 2020 to Feb 4, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Wernau Asset Management

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $203MItem 5.F on the latest filing (2026-02-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203M
Private client RAUM: $175MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $101Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 225
Individual clients: 29
High net worth clients: 72
Custody, client assets: $51.5M
SEC number: 801-118713
CIK: 2053236
CRD: 129473
Filings on the tape: 12
First filed: Apr 14, 2020
Latest filed: Feb 4, 2026
Organised: Corporation, MA
Website: wernauassetmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PETER CHRISTOPHER WERNAU	n/a	GLOUCESTER, MA	22	22	n/a	no
JONATHAN LOUIS IANNACONE	n/a	GLOUCESTER, MA	11	20	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
IANNACONE, JONATHAN, LOUIS	CHIEF COMPLIANCE OFFICER	Na	yes	12/2019	Apr 14, 2020	Feb 9, 2024
WERNAU, PETER, CHRISTOPHER	PRESIDENT/CEO	E	yes	10/2003	Apr 14, 2020	Feb 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JONATHAN L. IANNACONE	n/a	n/a	n/a	N	no	n/a
PETER C. WERNAU	n/a	n/a	n/a	Y	no	n/a
PETER C. WERNAU	n/a	n/a	n/a	Y	no	n/a
PETER C. WERNAU	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 4, 2026	$203M	$203M	2	2	n/a	n/a
2024	Feb 26, 2025	$191M	$191M	2	2	n/a	n/a
2023	Feb 9, 2024	$170M	$170M	2	2	n/a	n/a
2022	Feb 21, 2023	$147M	$147M	2	2	n/a	n/a
2021	Feb 11, 2022	$168M	$168M	2	2	n/a	n/a
2020	Mar 17, 2021	$142M	$142M	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$203M	$191M	5.9%	$147M	11.3%	2	2	0	0

Relationships

Registered with (2)

← JONATHAN LOUIS IANNACONEAdvisorregistration: current employment
Nov 19, 2014 to presentfactForm ADV
← PETER CHRISTOPHER WERNAUAdvisorregistration: current employment
Mar 12, 2004 to presentfactForm ADV

Controls (2)

← WERNAU, PETER, CHRISTOPHEROwnerPRESIDENT/CEO, ownership code E, individual
Apr 14, 2020 to Feb 9, 2024factForm ADV
← IANNACONE, JONATHAN, LOUISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 14, 2020 to Feb 9, 2024factForm ADV

Dated events

Occurred
Apr 14, 2020
First Form ADV filing
Wernau Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:070e726b-007b-953a-dd02-4c9b1ea74745
First observed: Apr 14, 2020
Last observed: Feb 4, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WERNAU ASSET MANAGEMENT

WERNAU ASSET MANAGEMENT INC., CRD 129473

GLOUCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:070e726b-007b-953a-dd02-4c9b1ea74745

Data as of Feb 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PETER CHRISTOPHER WERNAU

n/a

GLOUCESTER, MA

n/a

JONATHAN LOUIS IANNACONE

n/a

GLOUCESTER, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

IANNACONE, JONATHAN, LOUIS

CHIEF COMPLIANCE OFFICER

yes

12/2019

Apr 14, 2020

Feb 9, 2024

WERNAU, PETER, CHRISTOPHER

PRESIDENT/CEO

yes

10/2003

Apr 14, 2020

Feb 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JONATHAN L. IANNACONE

n/a

PETER C. WERNAU

n/a

PETER C. WERNAU

n/a

PETER C. WERNAU

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 4, 2026

$203M

n/a

2024

Feb 26, 2025

$191M

n/a

2023

Feb 9, 2024

$170M

n/a

2022

Feb 21, 2023

$147M

n/a

2021

Feb 11, 2022

$168M

n/a

2020

Mar 17, 2021

$142M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$203M

$191M

5.9%

$147M

11.3%