DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••• A•••• M•••••••••
Legal name W••••• A•••• M••••••••• I•••
Latest filing Feb 4, 2026
First filing on the tape Apr 14, 2020 · 12 filings
SEC status approved since May 14, 2020
RAUM
$203M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$175M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$203M as of Feb 4, 2026
Mar 17, 2021$142M then
HNW client RAUM$165M as of Feb 4, 2026
Mar 17, 2021$123M then
State-registered IARs (5.B.3)2 as of Feb 4, 2026
Mar 17, 20212 then
Employees (5.A)2 as of Feb 4, 2026
Mar 17, 20212 then
Private funds: no history
RAUM +5.9% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $900,485derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $51.5M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$165M82%
- Charitable organizations$27.1M13%
- Individuals$10.1M5.0%
- Individual clients
- 29reported
- HNW clients
- 72reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 225reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $51.5M for 17 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• C••••••••• W••••• | Gloucester, Ma | Mar 12, 2004 | 22 y | 0 |
| J••••••• L•••• I•••••••• | Gloucester, Ma | Nov 19, 2014 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- I••••••••• J•••••••• L•••• · Chief Compliance Officercontrolsince 12/2019 · owns less than 5%
- W•••••• P••••• C••••••••• · President/Ceocontrolsince 10/2003 · owns 75% or more
Related persons
Schedule D 7.A
- J••••••• L• I••••••••insurancen
- P•••• C• W•••••pooled vehicle sponsory
- P•••• C• W•••••pooled vehicle sponsory
- P•••• C• W•••••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gloucester, Ma · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 224 to 225Jul 9, 2025 to Feb 4, 2026
- Individual clients · 31 to 29Jul 9, 2025 to Feb 4, 2026
- Assets in custody · $59.5M to $51.5MJul 9, 2025 to Feb 4, 2026
- Discretionary RAUM · $191M to $203MJul 9, 2025 to Feb 4, 2026
- HNW RAUM · $166M to $165MJul 9, 2025 to Feb 4, 2026
- Individual RAUM · $9.3M to $10.1MJul 9, 2025 to Feb 4, 2026
- RAUM · $191M to $203MJul 9, 2025 to Feb 4, 2026
- Financial planning clients · 1-10 to 1-10Feb 26, 2025 to Jul 9, 2025
- Accounts · 221 to 224Feb 9, 2024 to Feb 26, 2025
- HNW clients · 70 to 72Feb 9, 2024 to Feb 26, 2025
- Individual clients · 32 to 31Feb 9, 2024 to Feb 26, 2025
- Assets in custody · $37.4M to $59.5MFeb 9, 2024 to Feb 26, 2025
- Discretionary RAUM · $170M to $191MFeb 9, 2024 to Feb 26, 2025
- HNW RAUM · $148M to $166MFeb 9, 2024 to Feb 26, 2025
- Individual RAUM · $8.1M to $9.3MFeb 9, 2024 to Feb 26, 2025
- RAUM · $170M to $191MFeb 9, 2024 to Feb 26, 2025
- Accounts · 220 to 221Feb 21, 2023 to Feb 9, 2024
- Charity clients · 1 to 2Feb 21, 2023 to Feb 9, 2024
- HNW clients · 72 to 70Feb 21, 2023 to Feb 9, 2024
- Individual clients · 27 to 32Feb 21, 2023 to Feb 9, 2024
- Assets in custody · $36.1M to $37.4MFeb 21, 2023 to Feb 9, 2024
- Discretionary RAUM · $147M to $170MFeb 21, 2023 to Feb 9, 2024
- HNW RAUM · $128M to $148MFeb 21, 2023 to Feb 9, 2024
- Individual RAUM · $6.6M to $8.1MFeb 21, 2023 to Feb 9, 2024
- RAUM · $147M to $170MFeb 21, 2023 to Feb 9, 2024
- Accounts · 218 to 220Feb 11, 2022 to Feb 21, 2023
- Charity clients · unset to 1.0Feb 11, 2022 to Feb 21, 2023
- Assets in custody · $35.0M to $36.1MFeb 11, 2022 to Feb 21, 2023
- Discretionary RAUM · $168M to $147MFeb 11, 2022 to Feb 21, 2023
- HNW RAUM · $146M to $128MFeb 11, 2022 to Feb 21, 2023
- Individual RAUM · $7.5M to $6.6MFeb 11, 2022 to Feb 21, 2023
- RAUM · $168M to $147MFeb 11, 2022 to Feb 21, 2023
- HNW clients · 71 to 72May 5, 2021 to Feb 11, 2022
- Individual clients · 26 to 27May 5, 2021 to Feb 11, 2022
- Assets in custody · $30.3M to $35.0MMay 5, 2021 to Feb 11, 2022
- Discretionary RAUM · $142M to $168MMay 5, 2021 to Feb 11, 2022
- HNW RAUM · $123M to $146MMay 5, 2021 to Feb 11, 2022
- Individual RAUM · $6.4M to $7.5MMay 5, 2021 to Feb 11, 2022
- RAUM · $142M to $168MMay 5, 2021 to Feb 11, 2022
- Accounts · 214 to 218Jun 2, 2020 to Mar 17, 2021
Signals
1 dated events
- W••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Apr 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W••••• A•••• M••••••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 617-871-0029reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- W•••••ASSETMANAGEMENT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-871-0029reportedpublic record, Form ADV, Feb 4, 2026
- Contact form
- w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026