DFX Intelligence

S•••••• V•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

S•••••• V•••••• F••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

SANTA CLARITA, CA

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Search this name across graphsid dfx:ria:0722918e-4837-199a-9253-04d6235c5584

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 5, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 28, 2023	n/a	yes	SANTA CLARITA, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Sep 25, 2008	Apr 5, 2023	no	Los Angeles, CA\|Encino, CA\|PHOENIX, AZ\|Phoenix, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 5, 2023	Aug 28, 2023	145	Firm change	Ibd to wirehouse
E•••••••• A•••••••• L••	C•••••• S••••• • C••• I•••	Dec 19, 2007	Sep 25, 2008

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Aug 28, 2023 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 25, 2008 to Apr 5, 2023factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 19, 2007 to Dec 19, 2007factForm ADV

Dated events

Occurred
Apr 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0722918e-4837-199a-9253-04d6235c5584
First observed: Oct 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.