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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

BRAD MICHAEL RESIDORI

Advisor at MARINER

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:07292a81-5fa0-6931-d774-03a3dcfb52a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 21, 1992
First registration: Jun 13, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1790633

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	May 2, 2022	n/a	yes	OVERLAND PARK, KS	Current employment
WADDELL & REED	Former SEC adviser	Mar 1, 2006	Sep 17, 2021	no	OVERLAND PARK, KS\|OVERLAND PARK, KS\|FRIENDSWOOD, TX\|OVERLAND PARK, KS\|FRIENDSWOOD, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	May 3, 2004	Feb 24, 2006	no	AUSTIN, TX\|AUSTIN, TX	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Jun 13, 2000	Dec 31, 2003	no	FRIENDSWOOD, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	Mariner	Sep 17, 2021	May 2, 2022	227	Firm change	Ibd to ibd
NFP ADVISOR SERVICES, LLC	WADDELL & REED	Feb 24, 2006	Mar 1, 2006	5	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	NFP ADVISOR SERVICES, LLC	Dec 31, 2003	May 3, 2004	124	Firm change	Other

Relationships

Registered with (4)

→ MARINERRegistered adviserregistration: current employment
May 2, 2022 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 1, 2006 to Sep 17, 2021factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
May 3, 2004 to Feb 24, 2006factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Jun 13, 2000 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.