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Reading the graph
Advisor at MORGAN STANLEY
Northfield, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Mar 5, 2021 | n/a | yes | Northfield, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 8, 2008 | Mar 16, 2021 | no | NORTHFIELD, NJ|MT. LAUREL, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 16, 2007 | Dec 10, 2008 | no | EGG HARBOR TOWNSHIP, NJ|EGG HARBOR TOWNSHIP, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Mar 16, 2021 | Mar 5, 2021 | -11 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Dec 10, 2008 | Dec 8, 2008 | -2 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:NJ:2021-03-16 | Mar 16, 2021 | Mar 5, 2021 | MT LAUREL, NJ | Firm change |