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Advisor at OSAIC WEALTH, INC.
BILLINGS, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Apr 6, 2022 | n/a | yes | BILLINGS, MT | Current employment |
| FIRST FINANCIAL EQUITY CORPORATION | Former SEC adviser | Jun 4, 2019 | May 3, 2022 | no | BILLINGS, MT|SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| INVESCO ADVISERS, INC. | Asset manager | Jan 1, 2010 | Jun 3, 2019 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| INVESCO AIM PRIVATE ASSET MANAGEMENT, INC. | n/a | Jun 7, 2002 | Jan 1, 2010 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL EQUITY CORPORATION | OSAIC WEALTH, INC. | May 3, 2022 | Apr 6, 2022 | -27 | Firm change | Ibd to ibd |
| INVESCO ADVISERS, INC. | FIRST FINANCIAL EQUITY CORPORATION | Jun 3, 2019 | Jun 4, 2019 | 1 | Firm change | Other |
| INVESCO AIM PRIVATE ASSET MANAGEMENT, INC. | INVESCO ADVISERS, INC. | Jan 1, 2010 | Jan 1, 2010 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16507:23131:AZ:2022-05-03 | May 3, 2022 | Apr 6, 2022 | SCOTTSDALE, AZ | Firm change |