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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PARADIGM CAPITAL MANAGEMENT GROWTH ADVISORS, INC.

CRD 143265

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:073e851e-8b6c-a93e-1e43-6b0deee98186

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2012 to Mar 29, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2012-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Accounts: 0
Custody, client assets: $0
SEC number: 801-67603
CRD: 143265
Filings on the tape: 2
First filed: Jan 6, 2012
Latest filed: Mar 29, 2012
Organised: Corporation, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENTON, ROBERT, ALBERT	CHIEF FINANCIAL OFFICER	Na	yes	02/2007	Jan 6, 2012	Mar 29, 2012
GULICK, JOHN, VINCENT	CHIEF COMPLIANCE OFFICER	Na	yes	02/2007	Jan 6, 2012	Mar 29, 2012
WEIR, AMELIA, FARLEY	SHAREHOLDER AND SENIOR VICE PRESIDENT	B	yes	02/2007	Jan 6, 2012	Mar 29, 2012
WEIR, CANDACE, KING	PRESIDENT, SHAREHOLDER, DIRECTOR, PORTFOLIO MANAGER	D	yes	02/2007	Jan 6, 2012	Mar 29, 2012
WEIR, KATHERINE, BROUSSARD	Shareholder	B	no	02/2007	Jan 6, 2012	Mar 29, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PARADIGM CAPITAL MANAGEMENT, INC.	n/a	Mixed wealth	$2.4B	N	yes	n/a
PARADIGM FUNDS ADVISOR LLC	n/a	Asset manager	$305M	N	yes	n/a
PCM ADVISORS LLC	n/a	Former SEC adviser	$9.2M	N	yes	n/a
C. L. KING & ASSOCIATES, INC.	n/a	n/a	n/a	N	yes	NY

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$0	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (4)

→ PARADIGM CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PCM ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PARADIGM FUNDS ADVISOR LLCRegistered adviserother investment adviser, common control
factForm ADV
← PCM ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← WEIR, AMELIA, FARLEYOwnerSHAREHOLDER AND SENIOR VICE PRESIDENT, ownership code B, individual
Jan 6, 2012 to presentfactForm ADV
← GULICK, JOHN, VINCENTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 6, 2012 to presentfactForm ADV
← WEIR, CANDACE, KINGOwnerPRESIDENT, SHAREHOLDER, DIRECTOR, PORTFOLIO MANAGER, ownership code D, individual
Jan 6, 2012 to presentfactForm ADV
← BENTON, ROBERT, ALBERTOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 6, 2012 to presentfactForm ADV

Owns (1)

← WEIR, KATHERINE, BROUSSARDOwnerSHAREHOLDER, ownership code B, individual
Jan 6, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:073e851e-8b6c-a93e-1e43-6b0deee98186
First observed: Jan 6, 2012
Last observed: Mar 29, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARADIGM CAPITAL MANAGEMENT GROWTH ADVISORS, INC.

CRD 143265

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:073e851e-8b6c-a93e-1e43-6b0deee98186

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENTON, ROBERT, ALBERT

CHIEF FINANCIAL OFFICER

yes

02/2007

Jan 6, 2012

Mar 29, 2012

GULICK, JOHN, VINCENT

CHIEF COMPLIANCE OFFICER

yes

02/2007

Jan 6, 2012

Mar 29, 2012

WEIR, AMELIA, FARLEY

SHAREHOLDER AND SENIOR VICE PRESIDENT

yes

02/2007

Jan 6, 2012

Mar 29, 2012

WEIR, CANDACE, KING

PRESIDENT, SHAREHOLDER, DIRECTOR, PORTFOLIO MANAGER

yes

02/2007

Jan 6, 2012

Mar 29, 2012

WEIR, KATHERINE, BROUSSARD

Shareholder

02/2007

Jan 6, 2012

Mar 29, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PARADIGM CAPITAL MANAGEMENT, INC.

n/a

Mixed wealth

$2.4B

yes

n/a

PARADIGM FUNDS ADVISOR LLC

n/a

Asset manager

$305M

yes

n/a

PCM ADVISORS LLC

n/a

Former SEC adviser

$9.2M

yes

n/a

C. L. KING & ASSOCIATES, INC.

n/a

yes

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

n/a