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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

PARADIGM FUNDS ADVISOR LLC

CRD 136481

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:102a9ebc-0b8b-5434-a48a-4dee8fab73aa

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $305MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $305M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3
SEC number: 801-64574
CIK: 1196878
CRD: 136481
Filings on the tape: 24
First filed: Mar 29, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE
Website: paradigmcapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENTON, ROBERT, ALBERT	SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR	Na	yes	01/2007	Mar 29, 2012	Aug 7, 2024
FLORIO, CARL, ANTHONY	DIRECTOR AND VICE CHAIRMAN	Na	yes	01/2008	Mar 29, 2012	Aug 7, 2024
MILLER, GREGG, ALAN	CHIEF COMPLIANCE OFFICER	Na	yes	12/2022	Jan 4, 2023	Aug 7, 2024
WEIR, AMELIA, FARLEY	SHAREHOLDER/DIRECTOR/SENIOR VICE PRESIDENT/PORTFOLIO MANAGER	B	yes	09/2008	Mar 29, 2012	Aug 7, 2024
WEIR, CANDACE, KING	SHAREHOLDER/DIRECTOR/CEO/CIO/PORTFOLIO MANAGER	D	yes	07/2005	Mar 29, 2012	Aug 7, 2024
WEIR, KATHERINE, BROUSSARD	Shareholder	B	no	07/2005	Mar 29, 2012	Aug 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PARADIGM CAPITAL MANAGEMENT, INC.	n/a	Mixed wealth	$2.4B	N	yes	n/a
C. L. KING & ASSOCIATES, INC.	n/a	n/a	n/a	N	yes	n/a
PCM VENTURES II, LLC	n/a	n/a	n/a	N	yes	n/a
PCM VENTURES INTERNATIONAL, LLC	n/a	n/a	n/a	N	yes	n/a
PCM VENTURES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$305M	$305M	12	7	1	n/a	n/a
2024	Mar 31, 2025	$349M	$349M	12	7	1	n/a	n/a
2023	Mar 27, 2024	$316M	$316M	13	7	1	n/a	n/a
2022	Mar 30, 2023	$255M	$255M	11	6	1	n/a	n/a
2021	Mar 31, 2022	$382M	$382M	12	7	1	n/a	n/a
2020	Mar 31, 2021	$219M	$219M	15	7	1	n/a	n/a
2019	Mar 30, 2020	$155M	$155M	14	7	1	n/a	n/a
2018	Mar 11, 2019	$130M	$130M	14	7	1	n/a	n/a
2017	Mar 15, 2018	$142M	$142M	17	9	1	n/a	n/a
2016	Mar 29, 2017	$143M	$143M	15	8	n/a	n/a	n/a
2015	Mar 28, 2016	$120M	$120M	18	9	n/a	n/a	n/a
2014	Mar 31, 2015	$136M	$136M	17	8	n/a	n/a	n/a
2013	Mar 28, 2014	$175M	$175M	20	8	n/a	n/a	n/a
2012	Mar 22, 2013	$277M	$277M	25	11	n/a	n/a	n/a
2011	Mar 29, 2012	$246M	$246M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$305M	$349M	-12.5%	$255M	6.1%	12	12	1	1

Relationships

Affiliated with (4)

← PARADIGM CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ PARADIGM CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
← PCM ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← PARADIGM CAPITAL MANAGEMENT GROWTH ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (5)

← WEIR, AMELIA, FARLEYOwnerSHAREHOLDER/DIRECTOR/SENIOR VICE PRESIDENT/PORTFOLIO MANAGER, ownership code B, individual
Mar 29, 2012 to Aug 7, 2024factForm ADV
← WEIR, CANDACE, KINGOwnerSHAREHOLDER/DIRECTOR/CEO/CIO/PORTFOLIO MANAGER, ownership code D, individual
Mar 29, 2012 to Aug 7, 2024factForm ADV
← MILLER, GREGG, ALANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 4, 2023 to Aug 7, 2024factForm ADV
← BENTON, ROBERT, ALBERTOwnerSENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR, ownership code NA, individual
Mar 29, 2012 to Aug 7, 2024factForm ADV
← FLORIO, CARL, ANTHONYOwnerDIRECTOR AND VICE CHAIRMAN, ownership code NA, individual
Mar 29, 2012 to Aug 7, 2024factForm ADV

Owns (1)

← WEIR, KATHERINE, BROUSSARDOwnerSHAREHOLDER, ownership code B, individual
Mar 29, 2012 to Aug 7, 2024factForm ADV

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
Paradigm Funds Advisor Llc reported RAUM $255.4M, down 33% from $382.2M (2023-01-04 to 2023-03-30)
Form ADVobserved 5 days ago
$-127M
Occurred
Jan 4, 2023
Control person joined
Alan Gregg Miller (Chief Compliance Officer) appeared on Schedule A of Paradigm Funds Advisor Llc
Form ADVobserved 5 days ago
Occurred
Jan 4, 2023
Control person left
Elizabeth Sara Spychalski (Chief Compliance Officer) no longer on Schedule A of Paradigm Funds Advisor Llc (listed 2022-03-31, absent 2023-01-04)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Paradigm Funds Advisor Llc reported RAUM $382.2M, up 75% from $218.9M (2021-04-29 to 2022-03-31)
Form ADVobserved 5 days ago
$163M
Occurred
Mar 31, 2022
Control person joined
Elizabeth Sara Spychalski (Chief Compliance Officer) appeared on Schedule A of Paradigm Funds Advisor Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person left
Harry Thomas Signor (Chief Compliance Officer) no longer on Schedule A of Paradigm Funds Advisor Llc (listed 2021-04-29, absent 2022-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person joined
Albert Robert Benton (Senior Vice President, Chief Financial Officer, Director) appeared on Schedule A of Paradigm Funds Advisor Llc
Form ADVobserved 5 days ago
Occurred
Oct 25, 2019
Control person joined
Harry Thomas Signor (Chief Compliance Officer) appeared on Schedule A of Paradigm Funds Advisor Llc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:102a9ebc-0b8b-5434-a48a-4dee8fab73aa
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARADIGM FUNDS ADVISOR LLC

CRD 136481

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:102a9ebc-0b8b-5434-a48a-4dee8fab73aa

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENTON, ROBERT, ALBERT

SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR

yes

01/2007

Mar 29, 2012

Aug 7, 2024

FLORIO, CARL, ANTHONY

DIRECTOR AND VICE CHAIRMAN

yes

01/2008

Mar 29, 2012

Aug 7, 2024

MILLER, GREGG, ALAN

CHIEF COMPLIANCE OFFICER

yes

12/2022

Jan 4, 2023

Aug 7, 2024

WEIR, AMELIA, FARLEY

SHAREHOLDER/DIRECTOR/SENIOR VICE PRESIDENT/PORTFOLIO MANAGER

yes

09/2008

Mar 29, 2012

Aug 7, 2024

WEIR, CANDACE, KING

SHAREHOLDER/DIRECTOR/CEO/CIO/PORTFOLIO MANAGER

yes

07/2005

Mar 29, 2012

Aug 7, 2024

WEIR, KATHERINE, BROUSSARD

Shareholder

07/2005

Mar 29, 2012

Aug 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PARADIGM CAPITAL MANAGEMENT, INC.

n/a

Mixed wealth

$2.4B

yes

n/a

C. L. KING & ASSOCIATES, INC.

n/a

yes

n/a

PCM VENTURES II, LLC

n/a

yes

n/a

PCM VENTURES INTERNATIONAL, LLC

n/a

yes

n/a

PCM VENTURES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$305M

n/a

2024

Mar 31, 2025

$349M

n/a

2023

Mar 27, 2024

$316M

n/a

2022

Mar 30, 2023

$255M

n/a

2021

Mar 31, 2022

$382M

n/a

2020

Mar 31, 2021

$219M

n/a

2019

Mar 30, 2020

$155M

n/a

2018

Mar 11, 2019

$130M

n/a

2017

Mar 15, 2018

$142M

n/a

2016

Mar 29, 2017

$143M

n/a

2015

Mar 28, 2016

$120M

n/a

2014

Mar 31, 2015

$136M

n/a

2013

Mar 28, 2014

$175M

n/a

2012

Mar 22, 2013

$277M

n/a

2011

Mar 29, 2012

$246M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$305M

$349M

-12.5%

$255M

6.1%