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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Brett Douglas Anderson

Advisor at ALPHASTAR CAPITAL MANAGEMENT

Davenport, IA | CORNELIUS, NC

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Search this name across graphsid dfx:ria:0743be17-051a-883f-633e-d79e0a4282a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 5, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHASTAR CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 5, 2021
First registration: Jul 5, 2021
Dual registered: yes, broker-dealer
Other names: Brett Douglas Anderson|Brett Anderson
IAPD individual key: 7303671

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Oct 17, 2025	n/a	yes	CORNELIUS, NC\|Davenport, IA	Current employment
PLANMEMBER SECURITIES CORPORATION	Independent wealth	May 30, 2025	Oct 20, 2025	no	Carpinteria, CA\|Davenport, IA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	May 16, 2025	no	SAVAGE, MN\|STERLING, IL	Previous registration
WADDELL & REED	Former SEC adviser	Jul 5, 2021	Jul 21, 2021	no	SAVAGE, MN\|STERLING, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PLANMEMBER SECURITIES CORPORATION	ALPHASTAR CAPITAL MANAGEMENT	Oct 20, 2025	Oct 17, 2025	-3	Firm change	RIA to RIA
LPL FINANCIAL LLC	PLANMEMBER SECURITIES CORPORATION	May 16, 2025	May 30, 2025	14	Firm change	Ibd to RIA
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (4)

→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Oct 17, 2025 to presentfactForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 30, 2025 to Oct 20, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to May 16, 2025factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 5, 2021 to Jul 21, 2021factForm ADV

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
Brett Douglas Anderson left Planmember Securities Corporation for Alphastar Capital Management (registered 2025-10-17)
Form ADVobserved 6 days ago
Occurred
May 16, 2025
Advisor changed firm
Brett Douglas Anderson left Lpl Financial Llc for Planmember Securities Corporation (registered 2025-05-30)
Form ADVobserved 6 days ago