DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brett Douglas Anderson
Feed of 09/14/2026
Also filed as Brett Douglas Anderson
At current firm
0 y
since Oct 17, 2025
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Alphastar Capital Management independent RIA currentsince Oct 17, 2025 · Cornelius, Nc
- Planmember Securities Corporation independent RIAMay 30, 2025 to Oct 20, 2025 · Carpinteria, Ca
- LPL Financial LLC BD affiliatedJul 21, 2021 to May 16, 2025 · Savage, Mn
- Waddell & Reed formerJul 5, 2021 to Jul 21, 2021 · Savage, Mn
Moves
a registration end followed by a registration begin elsewhere
- Planmember Securities Corporation to Alphastar Capital Managementleft Oct 20, 2025, registered Oct 17, 2025 (-3 days) · RIA to RIA
- LPL Financial LLC to Planmember Securities Corporationleft May 16, 2025, registered May 30, 2025 (14 days) · Affiliated broker-dealer or bank to independent RIA
- Waddell & Reed to LPL Financial LLCleft Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
Signals
- Brett Douglas Anderson left Planmember Securities Corporation for Alphastar Capital Management (registered 2025-10-17)Oct 20, 2025 · Advisor changed firm · fact
- Brett Douglas Anderson left Lpl Financial Llc for Planmember Securities Corporation (registered 2025-05-30)May 16, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address