DFX Intelligence

S••••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

S••••••• W••••• M•••••••••

S••••••• W••••• COUNSEL, LLC, CRD 323651

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:07550498-5ede-00f5-a16f-b61c21e8c604

Data as of Mar 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 10
On other graphs: 0
Observed: Oct 14, 2022 to Mar 28, 2025
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $1.1Bderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• F•••••••• C••••••••• L•••	Partner	C	yes	08/2023	Sep 27, 2023	Jun 13, 2024
C••• F•••••••• H•••••••• L•••	Partner	D	yes	08/2023	Sep 27, 2023	Jun 13, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••• R••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 28, 2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.2B	$976M	17.8%	n/a	n/a	12	13	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••• P••••••• W•••••• L••	6	Jun 30, 2025	Jun 5, 2025	INDIANAPOLIS, IN	Firm absorbed	RIA to RIA	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••••••• W••••• M•••••••••	2	Jan 30, 2023	Jan 6, 2023	INDIANAPOLIS, IN	Channel change	RIA to new firm	66.7%

Relationships

Registered with (7)

← R••••• C••••• P•••••••Advisorregistration: previous registration
Jan 3, 2023 to Jun 30, 2025factForm ADV
← D••••• D• M•••••••••Advisorregistration: previous registration
Feb 28, 2024 to Jun 30, 2025factForm ADV
← B•••• L••••• S••••Advisorregistration: previous registration
Mar 22, 2023 to Jun 30, 2025factForm ADV
← T•• M•••• L••

Dated events

Occurred
Jul 1, 2025
Left the SEC roster
••• Locked
Form ADVobserved 8 days ago
$1.2B
Occurred
Jun 30, 2025
Firm absorbed
••• Locked
Form ADVobserved 8 days ago
6 advisors
Occurred
Jun 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2025
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07550498-5ede-00f5-a16f-b61c21e8c604
First observed: Oct 14, 2022
Last observed: Mar 28, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.