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R••••• C••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist|Chartered Financial Analyst25 years in industry

R••••• C••••• P•••••••

Advisor at F•••• P••••••• W•••••• L••

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2431c4a3-ce70-d837-7d67-8d31b3b422c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jul 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jun 5, 2025	n/a	yes	INDIANAPOLIS, IN	Current employment
S••••••• W••••• M•••••••••	Former SEC adviser	Jan 3, 2023	Jun 30, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• M•••••••••	F•••• P••••••• W•••••• L••	Jun 30, 2025	Jun 5, 2025	-25	Firm change	RIA to RIA
S••••••• W••••• M•••••••••	S•• M••••••••• L•••	Jan 30, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
323651:159289:IN:2025-06-30	Jun 30, 2025	Jun 5, 2025	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (6)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ S••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 3, 2023 to Jun 30, 2025factForm ADV
→ S••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 1, 2011 to Jan 30, 2023factForm ADV
→ S•• M••••••••• L•••Registered adviser

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
R••••• C••••• P••••••• left S••••••• W••••• M••••••••• for F•••• P••••••• W•••••• L•• (registered 2025-06-05)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2023
Advisor changed firm
R••••• C••••• P••••••• left S••••••• W••••• M••••••••• for S•• M••••••••• L••• (registered 2021-07-06)
Form ADVobserved 6 days ago
Occurred
Jan 24, 2023
Advisor changed firm
R••••• C••••• P••••••• left S•• M••••••••• L••• for S••••••• W••••• M••••••••• (registered 2023-01-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2431c4a3-ce70-d837-7d67-8d31b3b422c3
First observed: Jul 1, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.