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RIA / WealthAdvisor26 years in industry

Michael Adam Baker

Advisor at FISHER INVESTMENTS

PLANO, TX | South Lyon, MI

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Search this name across graphsid dfx:ria:07614e39-83a7-7375-1eff-7bf5ec81cb0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 15, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 13, 1999
First registration: Jan 15, 2020
Dual registered: no
Other names: MICHAEL ADAM BAKER|MICHAEL BAKER|MIKE BAKER
IAPD individual key: 4030254

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER INVESTMENTS	Independent wealth	Aug 15, 2025	n/a	yes	South Lyon, MI\|PLANO, TX	Current employment
EDWARD JONES	National bd RIA	Jul 18, 2025	Jul 29, 2025	no	CANTON, MI	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 3, 2024	May 16, 2024	no	BRIGHTON, MI\|HOWELL, MI\|HARTLAND, MI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 12, 2021	Apr 4, 2024	no	ROYAL OAK, MI\|ROYAL OAK, MI\|SAN DIEGO, CA\|LAPEER, MI\|FARMINGTON HILLS, MI	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jan 15, 2020	Mar 12, 2021	no	Royal Oak, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	FISHER INVESTMENTS	Jul 29, 2025	Aug 15, 2025	17	Firm change	Ibd to RIA
PNC WEALTH MANAGEMENT	EDWARD JONES	May 16, 2024	Jul 18, 2025	428	Firm change after gap	Ibd to ibd
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	Apr 4, 2024	Apr 3, 2024	-1	Firm change	Ibd to ibd
CENTAURUS FINANCIAL, INC.	LPL FINANCIAL LLC	Mar 12, 2021	Mar 12, 2021	0	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
30833:6413:MI:2021-03-12	Mar 12, 2021	Mar 12, 2021	ROYAL OAK, MI	Firm change

Relationships

Registered with (5)

→ FISHER INVESTMENTSRegistered adviserregistration: current employment
Aug 15, 2025 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 18, 2025 to Jul 29, 2025factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 3, 2024 to May 16, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 12, 2021 to Apr 4, 2024factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 15, 2020 to Mar 12, 2021factForm ADV

Dated events

Occurred
Jul 29, 2025
Advisor changed firm
Michael Adam Baker left Edward Jones for Fisher Investments (registered 2025-08-15)
Form ADVobserved 5 days ago
Occurred
May 16, 2024
Advisor changed firm
Michael Adam Baker left Pnc Wealth Management for Edward Jones (registered 2025-07-18)
Form ADVobserved 5 days ago
Occurred
Apr 4, 2024
Advisor changed firm
Michael Adam Baker left Lpl Financial Llc for Pnc Wealth Management (registered 2024-04-03)
Form ADVobserved 5 days ago