DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A••• B••••

F••••• I•••••••••independent RIAPlano, Tx IA-onlyIAPD 4030254

Feed of 09/14/2026

Also filed as M•••••• A••• B••••

At current firm

1 y

since Aug 15, 2025

In the industry

26 y

since Nov 13, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Aug 15, 2025 · South Lyon, Mi
E••••• J•••• national BD
Jul 18, 2025 to Jul 29, 2025 · Canton, Mi
P•• W••••• M••••••••• BD affiliated
Apr 3, 2024 to May 16, 2024 · Brighton, Mi
L•• F•••••••• L•• BD affiliated
Mar 12, 2021 to Apr 4, 2024 · Royal Oak, Mi
C•••••••• F••••••••• I••• BD affiliated
Jan 15, 2020 to Mar 12, 2021 · Royal Oak, Mi

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to F••••• I•••••••••
left Jul 29, 2025, registered Aug 15, 2025 (17 days) · Affiliated broker-dealer or bank to independent RIA
P•• W••••• M••••••••• to E••••• J••••
left May 16, 2024, registered Jul 18, 2025 (428 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to P•• W••••• M•••••••••
left Apr 4, 2024, registered Apr 3, 2024 (-1 days) · Affiliated broker-dealer or bank to another
C•••••••• F••••••••• I••• to L•• F•••••••• L••
left Mar 12, 2021, registered Mar 12, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

M•••••• A••• B•••• left E••••• J•••• for F••••• I••••••••• (registered 2025-08-15)
Jul 29, 2025 · Advisor changed firm · fact
M•••••• A••• B•••• left P•• W••••• M••••••••• for E••••• J•••• (registered 2025-07-18)
May 16, 2024 · Advisor changed firm · fact
M•••••• A••• B•••• left L•• F•••••••• L•• for P•• W••••• M••••••••• (registered 2024-04-03)
Apr 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address