DFX Intelligence

E••• B••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

E••• B••••• C•••••• M••••••••• L•

CRD 167207

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07648708-3b85-6079-0406-52dbb32b4cad

Data as of Feb 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Jul 15, 2013 to Feb 4, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $442M••• Locked
Discretionary RAUM: $442M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••• B••••• C•••••• M••••• F••• I• L•••	Hedge Fund	$695M	Mar 28, 2024	69	Mar 28, 2018	reported	021-198963
E••• B••••• C•••••• M••••• F••• L•••	Hedge Fund	$286M	Mar 28, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• S••••••• A••••	Principal	B	yes	09/2011	Jul 15, 2013	Mar 28, 2024
D•••••• V•••••• S••••	MANAGING MEMBER	E	yes	03/2015	Jul 15, 2013	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••• B••••• A••••••• P•••••• L••••••	n/a	n/a	n/a	Y	yes	n/a
E••• B••••• C•••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$442M	$781M	-43.4%	$981M	-23.3%	5	5	0	0

Relationships

Advises (2)

→ E••• B••••• C•••••• M••••• F••• I• L•••Private fundHedge Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ E••• B••••• C•••••• M••••• F••• L•••Private fundHedge Fund, IA
Jul 15, 2013 to presentfactForm ADV

Controls (4)

← D•••••• V•••••• S••••OwnerMANAGING MEMBER, ownership code E, individual
Jul 15, 2013 to Mar 28, 2024factForm ADV
← P•••••• C•••• J••

Dated events

Occurred
Sep 30, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-330M
Occurred
Mar 27, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-313M
Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-908M
Occurred
Mar 28, 2018
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07648708-3b85-6079-0406-52dbb32b4cad
First observed: Jul 15, 2013
Last observed: Feb 4, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.