DFX Intelligence
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SEC-registered adviser
E••• B••••• C•••••• M••••••••• L•
Latest filing Feb 4, 2026
First filing on the tape Jul 15, 2013 · 21 filings
SEC status approved since Aug 5, 2013
RAUM
$442M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$442M as of Feb 4, 2026
Mar 31, 2014$347M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 4, 2026
Mar 31, 20140 then
Employees (5.A)5 as of Feb 4, 2026
Mar 31, 20145 then
Private funds2 as of Feb 4, 2026
Mar 31, 20141 then
RAUM -43% over the last fiscal year-23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $111MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $442M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$442M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $442M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••• B••••• C•••••• M••••• F••• I• L••• | Hedge Fund | $695M | 69 | Mar 28, 2018 |
| E••• B••••• C•••••• M••••• F••• L••• | Hedge Fund | $286M | 69 | Jul 15, 2013 |
Owners and control persons
Schedule A and B, latest filing
- A•••• S••••••• A•••• · Principalcontrolsince 09/2011 · owns 10% to 25%
- D•••••• V•••••• S•••• · Principalcontrolsince 09/2011 · owns 75% or more
- P•••••• C•••• J•• · Chief Compliance Officer & Chief Financial Officercontrolsince 09/2015 · owns less than 5%
- D•••••• V•••••• S•••• · Managing Membercontrolsince 03/2015 · owns 75% or more of E••• B••••• C•••••• M••••••••• L••
Entity owners
- E••• B••••• C•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- E••• B••••• A••••••• P•••••• L••••••investment advisery
- E••• B••••• C•••••• G•• L••bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Feb 4, 2026RAUM (Item 5.F) moved from $781,395,487 to $442,334,238 (-43.0%) between the annual amendments of 2025-03-27 and 2026-02-04; the peer median change was +4.0% (1145 comparable advisers, 5.0th percentile of changes)peers: asset managers, $100M to $500M (1,145) · 4.5% percentile
What changed
consecutive filings, newest first
- Assets in custody · $451M to $442MSep 30, 2025 to Feb 4, 2026
- Discretionary RAUM · $451M to $442MSep 30, 2025 to Feb 4, 2026
- Pooled vehicle RAUM · $451M to $442MSep 30, 2025 to Feb 4, 2026
- RAUM · $451M to $442MSep 30, 2025 to Feb 4, 2026
- Accounts · 6 to 4Mar 27, 2025 to Sep 30, 2025
- Advisory employees · 3 to 2Mar 27, 2025 to Sep 30, 2025
- Pooled vehicle clients · 6 to 4Mar 27, 2025 to Sep 30, 2025
- Assets in custody · $781M to $451MMar 27, 2025 to Sep 30, 2025
- Private funds · 3 to 2Mar 27, 2025 to Sep 30, 2025
- Discretionary RAUM · $781M to $451MMar 27, 2025 to Sep 30, 2025
- Pooled vehicle RAUM · $781M to $451MMar 27, 2025 to Sep 30, 2025
- RAUM · $781M to $451MMar 27, 2025 to Sep 30, 2025
- Accounts · 5 to 6Mar 28, 2024 to Mar 27, 2025
- Advisory employees · 2 to 3Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 5 to 6Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $1.1B to $781MMar 28, 2024 to Mar 27, 2025
- Employees · 4 to 5Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Private funds · 2 to 3Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.1B to $781MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.1B to $781MMar 28, 2024 to Mar 27, 2025
- RAUM · $1.1B to $781MMar 28, 2024 to Mar 27, 2025
- Assets in custody · $981M to $1.1BMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $981M to $1.1BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $981M to $1.1BMar 31, 2023 to Mar 28, 2024
- RAUM · $981M to $1.1BMar 31, 2023 to Mar 28, 2024
- Assets in custody · $1.9B to $981MJun 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.9B to $981MJun 21, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.9B to $981MJun 21, 2022 to Mar 31, 2023
- RAUM · $1.9B to $981MJun 21, 2022 to Mar 31, 2023
- Assets in custody · $1.9B to $1.9BMar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.9B to $1.9BMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.9B to $1.9BMar 29, 2021 to Mar 31, 2022
- RAUM · $1.9B to $1.9BMar 29, 2021 to Mar 31, 2022
- Assets in custody · $1.7B to $1.9BMar 26, 2020 to Mar 29, 2021
- Discretionary RAUM · $1.7B to $1.9BMar 26, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $1.7B to $1.9BMar 26, 2020 to Mar 29, 2021
- RAUM · $1.7B to $1.9BMar 26, 2020 to Mar 29, 2021
- Assets in custody · $2.0B to $1.7BMar 26, 2019 to Mar 26, 2020
- Other offices · 1 to 0Mar 26, 2019 to Mar 26, 2020
Signals
6 dated events
- ••• LockedSep 30, 2025 · RAUM change · derived
- ••• LockedMar 27, 2025 · RAUM change · derived
- ••• LockedMar 31, 2023 · RAUM change · derived
- ••• LockedMar 28, 2018 · RAUM change · derived
- ••• LockedMar 31, 2015 · Succession (Item 4) · fact
- ••• LockedJul 15, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- e•••••••••.comreportedpublic record, Form ADV, Feb 4, 2026
- Principal office phone
- 617-449-5992reportedpublic record, Form ADV, Feb 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026