DFX Intelligence

C••• A••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C••• A••••••••• C••••••• L••

P•••••• MANAGEMENT CO. LLC, CRD 302011

PEACHTREE CORNERS, GA

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Search this name across graphsid dfx:ria:076b7c70-f4e0-69b0-5636-9fe4c6953cba

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 7
On other graphs: 0
Observed: Apr 15, 2019 to Mar 26, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $354M••• Locked
Discretionary RAUM: $354M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $354Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••• V•••••• S••••••	Chartered Financial Analyst	PEACHTREE CORNERS, GA	2	15	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••• D••••• C•••••	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER	E	yes	03/2019	Apr 15, 2019	May 7, 2024
W••••• J•••• L••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2022	Oct 17, 2022	May 7, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$354M	$438M	-19.2%	$823M	-24.5%	4	4	0	0

Relationships

Registered with (1)

← P•••• V•••••• S••••••Advisorregistration: current employment
Feb 29, 2024 to presentfactForm ADV

Controls (2)

← P••••••• D••••• C•••••OwnerCHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER, ownership code E, individual
Apr 15, 2019 to May 7, 2024factForm ADV
← W••••• J•••• L••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 17, 2022 to May 7, 2024factForm ADV

Owns (1)

Dated events

Occurred
Mar 25, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-180M
Occurred
May 7, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$168M
Occurred
Oct 17, 2022
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:076b7c70-f4e0-69b0-5636-9fe4c6953cba
First observed: Apr 15, 2019
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.