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SEC-registered adviser

C••• A••••••••• C••••••• L••

Asset manager (funds and pooled vehicles)Peachtree Corners, GeorgiaCRD 302011SEC 801-115285websiteIAPD
Legal name P•••••• M••••••••• C•• L••
Latest filing Mar 26, 2026
First filing on the tape Apr 15, 2019 · 18 filings
SEC status approved since May 15, 2019
RAUM
$354M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$354M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$354M as of Mar 26, 2026
Jan 31, 2020$318M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 26, 2026
Jan 31, 20201 then
Employees (5.A)4 as of Mar 26, 2026
Jan 31, 20203 then
Private funds: no history
RAUM -19% over the last fiscal year-25% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$354MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-19%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$287M81%
  • Investment companies$67.0M19%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
348reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
P•••• V•••••• S••••••Chartered Financial AnalystPeachtree Corners, GaFeb 29, 202415 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • P••••••• D••••• C••••• · Chief Executive Officer/Chief Investment Officercontrol
        since 03/2019 · owns 75% or more
      • W••••• J•••• L•• · Chief Compliance Officercontrol
        since 10/2022 · owns less than 5%
      Entity owners
      • A•• T••• L•• · Investor
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 340 to 348
        Mar 25, 2025 to Mar 26, 2026
      • Discretionary RAUM · $438M to $354M
        Mar 25, 2025 to Mar 26, 2026
      • RAUM · $438M to $354M
        Mar 25, 2025 to Mar 26, 2026
      • Accounts · 391 to 340
        May 7, 2024 to Mar 25, 2025
      • Employees · 5 to 4
        May 7, 2024 to Mar 25, 2025
      • Financial planning clients · unset to
        May 7, 2024 to Mar 25, 2025
      • Discretionary RAUM · $618M to $438M
        May 7, 2024 to Mar 25, 2025
      • RAUM · $618M to $438M
        May 7, 2024 to Mar 25, 2025
      • Accounts · 267 to 391
        Mar 30, 2023 to Feb 8, 2024
      • Employees · 6 to 5
        Mar 30, 2023 to Feb 8, 2024
      • Discretionary RAUM · $823M to $618M
        Mar 30, 2023 to Feb 8, 2024
      • RAUM · $823M to $618M
        Mar 30, 2023 to Feb 8, 2024
      • Accounts · 9 to 267
        Oct 17, 2022 to Mar 30, 2023
      • Discretionary RAUM · $655M to $823M
        Oct 17, 2022 to Mar 30, 2023
      • RAUM · $655M to $823M
        Oct 17, 2022 to Mar 30, 2023
      • Accounts · 8 to 9
        Apr 12, 2022 to Oct 17, 2022
      • BD registered reps · 1 to 0
        Apr 12, 2022 to Oct 17, 2022
      • Employees · 5 to 6
        Apr 12, 2022 to Oct 17, 2022
      • Discretionary RAUM · $543M to $655M
        Apr 12, 2022 to Oct 17, 2022
      • RAUM · $543M to $655M
        Apr 12, 2022 to Oct 17, 2022
      • Legal name · C••• A••••••••• C••••••• L•• to P•••••• M••••••••• C•• L••
        Mar 4, 2022 to Mar 4, 2022
      • Accounts · 5 to 8
        Mar 4, 2022 to Mar 4, 2022
      • Advisory employees · 2 to 3
        Mar 4, 2022 to Mar 4, 2022
      • BD registered reps · 2 to 1
        Mar 4, 2022 to Mar 4, 2022
      • Business name · P•••••• M••••••••• C•• L•• to C••• A••••••••• C••••••• L••
        Mar 4, 2022 to Mar 4, 2022
      • Employees · 4 to 5
        Mar 4, 2022 to Mar 4, 2022
      • Discretionary RAUM · $337M to $543M
        Mar 4, 2022 to Mar 4, 2022
      • RAUM · $337M to $543M
        Mar 4, 2022 to Mar 4, 2022
      • Accounts · 3 to 5
        Jan 31, 2020 to Jan 29, 2021
      • BD registered reps · 1 to 2
        Jan 31, 2020 to Jan 29, 2021
      • Employees · 3 to 4
        Jan 31, 2020 to Jan 29, 2021
      • Discretionary RAUM · $318M to $337M
        Jan 31, 2020 to Jan 29, 2021
      • RAUM · $318M to $337M
        Jan 31, 2020 to Jan 29, 2021
      • Accounts · 0 to 3
        Jul 25, 2019 to Jan 31, 2020
      • Advisory activities · 3 to 2
        Jul 25, 2019 to Jan 31, 2020
      • Discretionary RAUM · $0 to $318M
        Jul 25, 2019 to Jan 31, 2020
      • HNW RAUM · 0.0 to unset
        Jul 25, 2019 to Jan 31, 2020
      • RAUM · $0 to $318M
        Jul 25, 2019 to Jan 31, 2020
      • Advisory activities · 2 to 3
        May 16, 2019 to Jul 25, 2019
      • Legal name · P•••••• M••••••••• C•• L•• to C••• A••••••••• C••••••• L••
        May 16, 2019 to Jul 25, 2019
      Signals
      7 dated events
      • C••• A••••••••• C••••••• L•• reported RAUM $438.0M, down 29% from $618.0M (2024-05-07 to 2025-03-25)
        Mar 25, 2025 · RAUM change · derived
      • A••• D••••• M••• (Chief Operating Officer) no longer on Schedule A of C••• A••••••••• C••••••• L•• (listed 2024-02-08, absent 2024-05-07)
        May 7, 2024 · Control person left · inference
      • C••• A••••••••• C••••••• L•• reported RAUM $823.0M, up 26% from $655.0M (2022-10-17 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • Lee John Walsh (Chief Compliance Officer) appeared on Schedule A of C••• A••••••••• C••••••• L••
        Oct 17, 2022 · Control person joined · fact
      • C••• A••••••••• C••••••• L•• reported RAUM $543.4M, up 61% from $336.8M (2022-03-04 to 2022-03-04)
        Mar 4, 2022 · RAUM change · derived
      • A••• D••••• M••• (Chief Operating Officer) appeared on Schedule A of C••• A••••••••• C••••••• L••
        Mar 4, 2022 · Control person joined · fact
      • P•••••• M••••••••• C•• L•• filed its initial SEC registration (Form ADV)
        Apr 15, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/corealtreportedpublic record, Form ADV, Sep 21, 2026
      Website
      c••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      770-841-1893reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      $354Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026