DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

STEPHEN ANTHONY BEAM

Advisor at STONEX ADVISORS INC.

Woburn, MA | BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0774e2e7-1406-8c16-1d70-59e6bae5e9d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 8, 1992
First registration: Jul 22, 2003
Dual registered: yes, broker-dealer
Other names: STEVE BEAM
IAPD individual key: 2192544

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Jan 30, 2015	n/a	yes	Woburn, MA\|BIRMINGHAM, AL	Current employment
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Apr 29, 2008	Jan 30, 2015	no	WOBURN, MA\|YOUNGSTOWN, OH	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Aug 15, 2006	Apr 2, 2008	no	FT. LAUDERDALE, FL	Previous registration
KOVACK SECURITIES INC.	n/a	Apr 13, 2006	Aug 15, 2006	no	STAMFORD, CT\|WOBURN, MA\|WOBURN, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 12, 2006	Apr 3, 2006	no	WOBURN, MA\|WOBURN, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Dec 13, 2004	no	STONEHAM, MA	Previous registration
QUICK & REILLY, INC.	n/a	Jul 22, 2003	Oct 20, 2004	no	STONEHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	STONEX ADVISORS INC.	Jan 30, 2015	Jan 30, 2015	0	Bulk transfer	Other
KOVACK ADVISORS, INC.	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Apr 2, 2008	Apr 29, 2008	27	Firm change	Other
KOVACK SECURITIES INC.	KOVACK ADVISORS, INC.	Aug 15, 2006	Aug 15, 2006	0	Firm change	Other
LPL FINANCIAL LLC	KOVACK SECURITIES INC.	Apr 3, 2006	Apr 13, 2006	10	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Dec 13, 2004	Jan 12, 2006	395	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Relationships

Registered with (7)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Jan 30, 2015 to presentfactForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Apr 29, 2008 to Jan 30, 2015factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Aug 15, 2006 to Apr 2, 2008factForm ADV
→ KOVACK SECURITIES INC.Registered adviserregistration: previous registration
Apr 13, 2006 to Aug 15, 2006factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 12, 2006 to Apr 3, 2006factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Dec 13, 2004factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Jul 22, 2003 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.