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Advisor at FOCUS PARTNERS WEALTH, LLC
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Oct 2, 2025 | n/a | yes | Scottsdale, AZ | Current employment |
| SONORA INVESTMENT MANAGEMENT | Former SEC adviser | Sep 20, 2022 | Oct 23, 2025 | no | TUCSON, AZ|Scottsdale, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 7, 2021 | Apr 20, 2021 | no | NEW YORK, NY|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SONORA INVESTMENT MANAGEMENT | FOCUS PARTNERS WEALTH, LLC | Oct 23, 2025 | Oct 2, 2025 | -21 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SONORA INVESTMENT MANAGEMENT | Apr 20, 2021 | Sep 20, 2022 | 518 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 315312:159289:AZ:2025-10-23 | Oct 23, 2025 | Oct 2, 2025 | SCOTTSDALE, AZ | Firm change |