DFX Intelligence

G•••••• B••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

G•••••• B••••• L••

CRD 134684

REDWOOD CITY, CA

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Search this name across graphsid dfx:ria:077a3021-96be-d155-db08-b387f3e85a16

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 1
Observed: Nov 6, 2019 to Jul 24, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•••••• B••••• I•••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $356M••• Locked
Discretionary RAUM: $356M
Private client RAUM: $348Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $88.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• B••••	Certified Financial Planner	REDWOOD CITY, CA \| NAPA, CA	21	24	n/a	no
T••••••• F•••••••• P••••••••	Certified Financial Planner	REDWOOD CITY, CA	6	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J•••	Trustee	D	yes	03/1997	Nov 6, 2019	Oct 16, 2024
B••••• J•••	President	Na	yes	12/2001	Nov 6, 2019	Oct 16, 2024
C•••••• B•••• F••••• R•••••••• T••••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	2	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$356M	$271M	31.3%	$187M	24.0%	9	9	2	2

Relationships

Registered with (10)

← K••• S••••Advisorregistration: current employment
Feb 10, 2026 to presentfactForm ADV
← S••••••••• P•••••••••Advisorregistration: current employment
Sep 5, 2025 to presentfactForm ADV
← T••••••• F•••••••• P••••••••Advisorregistration: current employment
Jun 26, 2020 to presentfactForm ADV
← J••• B••••

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
Jon Hsu left G•••••• B••••• L•• for Truevector Wealth Advisors (registered 2026-01-22)
Form ADVobserved 7 days ago
Occurred
Feb 5, 2025
Advisor changed firm
Henry Steven Reed left G•••••• B••••• L•• for Pwjohnson Wealth Management (registered 2025-08-15)
Form ADVobserved 7 days ago
Occurred
Mar 26, 2024
Control person joined
Marie Manju George (Chief Compliance Officer) appeared on Schedule A of G•••••• B••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:077a3021-96be-d155-db08-b387f3e85a16
First observed: Nov 6, 2019
Last observed: Jul 24, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.