DFX Intelligence

S••••••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

S••••••••• P•••••••••

Advisor at G•••••• B••••• L••

REDWOOD CITY, CA

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Search this name across graphsid dfx:ria:bf90bf33-cc9d-ac0c-802d-e920430f0356

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 28, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• B••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• B••••• L••	Independent wealth	Sep 5, 2025	n/a	yes	REDWOOD CITY, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 24, 2024	Aug 12, 2025	no	BURLINGAME, CA\|SAN MATEO, CA\|SAN MATEO, CA\|SAN FRANCISCO,, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	G•••••• B••••• L••	Aug 12, 2025	Sep 5, 2025	24	Firm change	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	Apr 25, 2024	Apr 24, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:CA:2024-02-08	Apr 25, 2024	Apr 24, 2024	SUNNYVALE, CA	Firm change

Relationships

Registered with (3)

→ G•••••• B••••• L••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 24, 2024 to Aug 12, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 28, 2023 to Apr 25, 2024factForm ADV

Dated events

Occurred
Aug 12, 2025
Advisor changed firm
S••••••••• P••••••••• left J••• M••••• S••••••••• L•• for G•••••• B••••• L•• (registered 2025-09-05)
Form ADVobserved 7 days ago
Occurred
Apr 25, 2024
Advisor changed firm
S••••••••• P••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2024-04-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf90bf33-cc9d-ac0c-802d-e920430f0356
First observed: Apr 28, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.