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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)25 years in industry

GREGORY PAUL HART

Advisor at LPL FINANCIAL LLC

WESTWOOD, MA | SOUTH EASTON, MA

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Search this name across graphsid dfx:ria:077adc8d-dd79-2df8-6ce7-9f6bc4348666

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S66
First exam: Dec 11, 2000
First registration: Feb 16, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4279951

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 4, 2006	n/a	yes	WESTWOOD, MA\|SOUTH EASTON, MA	Current employment
BAY FINANCIAL ADVISORS, INC.	n/a	Apr 30, 2019	Dec 31, 2021	no	WALTHAM, MA	Previous registration
SUMMER STREET FINANCIAL ADVISORS, LLC	n/a	May 23, 2012	Mar 8, 2017	no	BOSTON, MA	Previous registration
SUMMER STREET FINANCIAL ADVISORS, LLC	n/a	Feb 13, 2004	Dec 31, 2011	no	BOSTON, MA	Previous registration
U.S. FINANCIAL ADVISORS	Former SEC adviser	Feb 16, 2001	Dec 31, 2004	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BAY FINANCIAL ADVISORS, INC.	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
SUMMER STREET FINANCIAL ADVISORS, LLC	BAY FINANCIAL ADVISORS, INC.	Mar 8, 2017	Apr 30, 2019	783	Firm change after gap	Other
SUMMER STREET FINANCIAL ADVISORS, LLC	LPL FINANCIAL LLC	Dec 31, 2011	Jan 4, 2006	-2,187	Firm change after gap	Other
U.S. FINANCIAL ADVISORS	SUMMER STREET FINANCIAL ADVISORS, LLC	Dec 31, 2004	Feb 13, 2004	-322	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 4, 2006 to presentfactForm ADV
→ BAY FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 30, 2019 to Dec 31, 2021factForm ADV
→ SUMMER STREET FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 23, 2012 to Mar 8, 2017factForm ADV
→ U.S. FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Feb 16, 2001 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.