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U••• F•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

U••• F•••••••• A•••••••

U••• F•••••••• A•••••••, LLC, CRD 108763

WILMINGTON, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0cafea7-f25f-c334-d391-8b9e71e496df

Data as of Aug 15, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 93
Dated events: 24
On other graphs: 0
Observed: Dec 20, 2011 to Aug 15, 2025
70 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2025-08-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• T•••••• H•••••••	CHIEF INVESTMENT OFFICER	Na	yes	07/2015	Mar 31, 2023	Oct 18, 2024
G•••• V••••• A•••••• G••••• I•••	PARENT COMPANY	E	yes	05/2021	Jul 1, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••• V••••• A•••••• G••••• I•••	n/a	Independent wealth	$11B	Y	yes	n/a
C•••••• • D••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Naples	FL	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	$349M	-100.0%	$303M	n/a	0	12	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
N••••• F••••••••	7	Jul 25, 2025	Aug 26, 2025	WILMINGTON, DE	Firm absorbed	RIA to new firm	87.5%
G•••• V••••• A•••••• G••••• L••	4	Jun 3, 2021

Relationships

showing 80 of 93

Affiliated with (3)

← G•••• V••••• A•••••• G••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ G•••• V••••• A•••••• G••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← TRURO ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (4)

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 15, 2025
Regulatory AUM changed
U••• F•••••••• A••••••• reported RAUM $0, down 100% from $397.1M (2025-05-19 to 2025-08-15)
Form ADVobserved 7 days ago
$-397M
Occurred
Jul 25, 2025
Firm absorbed
U••• F•••••••• A•••••••'s advisors moved to N••••• F•••••••• (Wilmington, DE): 7 of 8 registered, on the same day
Form ADVobserved 7 days ago
7 advisors
Occurred
Jul 25, 2025
A•••••• firm change
Dante Marco Coppola left U••• F•••••••• A••••••• for N••••• F•••••••• (registered 2025-07-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0cafea7-f25f-c334-d391-8b9e71e496df
First observed: Dec 20, 2011
Last observed: Aug 15, 2025 13 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Registered with (61)

← T••••• H••••••• F•••••••Advisorregistration: previous registration
Jan 26, 2015 to Jul 25, 2025factForm ADV
← J••• P••• N•••••••••Advisorregistration: previous registration
Dec 25, 1998 to Jul 25, 2025factForm ADV
← ADAM J DANIAdvisorregistration: previous registration
Apr 28, 2022 to Jul 25, 2025factForm ADV
← A•••••••• GREGORY W••••Advisorregistration: previous registration
Apr 5, 2010 to Jul 25, 2025factForm ADV
← ROBERT C••••••••• N•••••••••Advisorregistration: previous registration
Sep 24, 2018 to Jul 25, 2025factForm ADV
← T••••• W•••••• S••••••Advisorregistration: previous registration
May 28, 2019 to Jul 25, 2025factForm ADV
← Dante Marco CoppolaAdvisorregistration: previous registration
Aug 22, 2023 to Jul 25, 2025factForm ADV
← ANNE NICOLE GOUTHROAdvisorregistration: previous registration
Apr 14, 2025 to Jul 25, 2025factForm ADV
← GEORGE T••••• CLARKEAdvisorregistration: previous registration
Oct 27, 2011 to Mar 7, 2023factForm ADV
← BENJAMIN NEIL HAASAdvisorregistration: previous registration
Apr 25, 2013 to Apr 20, 2022factForm ADV
← JEFFREY MARC A••••••••Advisorregistration: previous registration
Jul 13, 2015 to Aug 10, 2021factForm ADV
← ROBERT DOUGLAS CRAWFORDAdvisorregistration: previous registration
Sep 20, 2013 to Jun 4, 2021factForm ADV
← GEORGE V HOWEAdvisorregistration: previous registration
Nov 14, 2014 to Jun 4, 2021factForm ADV
← GARY RICHARD OMANAdvisorregistration: previous registration
Jun 7, 2000 to Jun 4, 2021factForm ADV
← RICHARD HENRY ROPELEWSKIAdvisorregistration: previous registration
Apr 2, 2008 to Jun 4, 2021factForm ADV
← P••• T••••• MORRONEAdvisorregistration: previous registration
Jan 9, 2012 to Jun 4, 2021factForm ADV
← EDWARD W•••••• QUIRKAdvisorregistration: previous registration
Oct 19, 2015 to Jun 3, 2021factForm ADV
← GERY JOSEPH SADZEWICZAdvisorregistration: previous registration
Jan 25, 2013 to Jan 29, 2021factForm ADV
← JEFFREY M•••••• KRUEGERAdvisorregistration: previous registration
Jan 2, 2019 to Dec 3, 2020factForm ADV
← Christopher Thomas ArchambaultAdvisorregistration: previous registration
May 28, 2019 to Dec 3, 2020factForm ADV
← Antony Tony KhalifeAdvisorregistration: previous registration
May 28, 2019 to Dec 3, 2020factForm ADV
← BRIAN J GAFFNEYAdvisorregistration: previous registration
Mar 7, 2012 to Jun 1, 2020factForm ADV
← M•••••• A••••••••Advisorregistration: previous registration
Jun 9, 2003 to Dec 2, 2019factForm ADV
← KELLY ENNISAdvisorregistration: previous registration
Apr 29, 2015 to Dec 21, 2017factForm ADV
← DANIEL LEE SELTZERAdvisorregistration: previous registration
Jan 20, 2012 to Nov 30, 2017factForm ADV
← ANNETTE MARIE CROWLEYAdvisorregistration: previous registration
Apr 14, 2015 to Jun 6, 2016factForm ADV
← CARMEN MARIE GRINKISAdvisorregistration: previous registration
Dec 18, 2013 to Feb 3, 2016factForm ADV
← MARC SCOTT SCHLIEFERAdvisorregistration: previous registration
May 3, 2013 to Jan 28, 2016factForm ADV
← J. HUNTER HARTAdvisorregistration: previous registration
Jun 13, 2014 to Jan 28, 2016factForm ADV
← EDWARD ANTHONY BAILSAdvisorregistration: previous registration
Mar 10, 2014 to Feb 21, 2015factForm ADV
and 31 more