DFX Intelligence
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Reading the graph
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Advisor at B••••••• W••••• M•••••••••
Mill Valley, CA | SAN MATEO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• W••••• M••••••••• | Independent wealth | Jul 18, 2017 | n/a | yes | Mill Valley, CA|SAN MATEO, CA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 21, 2011 | Jun 13, 2017 | no | SAN MATEO, CA|SAN FRANCISCO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | B••••••• W••••• M••••••••• | Jun 13, 2017 | Jul 18, 2017 | 35 | Firm change | Other |
| U••• B•••••• A•••••••• L•• | L•• F•••••••• L•• | Apr 25, 2011 | Apr 21, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:287487:CA:2017-06-13 | Jun 13, 2017 | Jul 18, 2017 | SAN FRANCISCO, CA | Firm change |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Jun 5, 2008 | Apr 25, 2011 | no | LOS ANGELES, CA|SHERMAN OAKS, CA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 16, 2007 | Mar 18, 2008 | no | Newport Beach, CA | Previous registration |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | U••• B•••••• A•••••••• L•• | Mar 18, 2008 | Jun 5, 2008 | 79 | Firm change | Other |