DFX Intelligence

P•••••• M•••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

P•••••• M•••••• V•••••

Advisor at E••••• P••••••• P•••••••••

BONITA SPRINGS, FL | WESTERVILLE, OH

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• P••••••• P•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jun 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• P••••••• P•••••••••	Former SEC adviser	Jun 13, 2008	n/a	yes	WESTERVILLE, OH\|BONITA SPRINGS, FL	Current employment
W••• S••••• F•••••••• G••••• I••	Former SEC adviser	Sep 5, 2006	Dec 31, 2008	no	WESTERVILLE, OH\|VICTOR, NY\|WESTERVILLE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• S••••• F•••••••• G••••• I••	E••••• P••••••• P•••••••••	Dec 31, 2008	Jun 13, 2008	-201	Firm change after gap	Other
G••••• W••••• M••••••••• I•••	W••• S••••• F•••••••• G••••• I••	Sep 1, 2006	Sep 5, 2006

Relationships

Registered with (4)

→ E••••• P••••••• P•••••••••Registered adviserregistration: current employment
Jun 13, 2008 to presentfactForm ADV
→ W••• S••••• F•••••••• G••••• I••Registered adviserregistration: previous registration
Sep 5, 2006 to Dec 31, 2008factForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
May 24, 2005 to Sep 1, 2006factForm ADV
→ B••••• • Y•••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 10, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.