DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Phillip Michael Valley
Feed of 09/14/2026
Also filed as Michael Valley
At current firm
18 y
since Jun 13, 2008
In the industry
35 y
since Jun 1, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Estate Planning Professionals former currentsince Jun 13, 2008 · Westerville, Oh
- Wall Street Financial Group, Inc formerSep 5, 2006 to Dec 31, 2008 · Westerville, Oh
- Geneos Wealth Management, Inc. BD affiliatedMay 24, 2005 to Sep 1, 2006 · Columbus, Oh
- Brecek & Young Advisors, Inc. formerOct 10, 2001 to May 18, 2005 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Wall Street Financial Group, Inc to Estate Planning Professionalsleft Dec 31, 2008, registered Jun 13, 2008 (-201 days) · Other
- Geneos Wealth Management, Inc. to Wall Street Financial Group, Incleft Sep 1, 2006, registered Sep 5, 2006 (4 days) · Other
- Brecek & Young Advisors, Inc. to Geneos Wealth Management, Inc.left May 18, 2005, registered May 24, 2005 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address