DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at B••••••••• C•••••• M••••••••• L••
Castle Rock, CO | WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• C•••••• M••••••••• L•• | Independent wealth | Mar 19, 2018 | n/a | yes | WHEATON, IL|Castle Rock, CO | Current employment |
| R•••• I••••••••• A••••••• L•• | Bd affiliated wealth | Nov 18, 2016 | Mar 19, 2018 | no | Englewood, CO|KENTWOOD, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••• I••••••••• A••••••• L•• | B••••••••• C•••••• M••••••••• L•• | Mar 19, 2018 | Mar 19, 2018 | 0 | Firm change | Other |
| E••••••• I••••••••• A•••••••• L•• | R•••• I••••••••• A••••••• L•• | Jul 22, 2009 | Nov 18, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125004:141413:MI:2018-03-19 | Mar 19, 2018 | Mar 19, 2018 | KENTWOOD, MI | Firm change |
| E••••••• I••••••••• A•••••••• L•• | n/a | Jan 9, 2009 | Jul 22, 2009 | no | ENGLEWOOD, CO|OMAHA, NE | Previous registration |
| E••••••• I••••••••• A•••••••• L•• | n/a | Jun 2, 2008 | Dec 31, 2008 | no | ENGLEWOOD, CO|OMAHA, NE | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Jan 19, 2001 | May 20, 2008 | no | GREENWOOD VILLAGE, CO|ENGLEWOOD, CO | Previous registration |
| 2,676 |
| Firm change after gap |
| Other |
| P••• A••••• S••••••••• L•• | E••••••• I••••••••• A•••••••• L•• | May 20, 2008 | Jun 2, 2008 | 13 | Firm change | Other |